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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FANG icon
551
Diamondback Energy
FANG
$52.7B
$7M 0.04%
64,917
+35,431
+120% +$3.84M
SWK icon
552
Stanley Black & Decker
SWK
$15.7B
$6.94M 0.04%
36,776
-12,526
-25% -$2.31M
ZD icon
553
Ziff Davis
ZD
$1.98B
$6.91M 0.04%
62,330
-5,188
-8% -$615K
SSYS icon
554
Stratasys
SSYS
$774M
$6.9M 0.04%
281,851
+52,865
+23% +$1.47M
ETSY icon
555
Etsy
ETSY
$7.85B
$6.89M 0.04%
31,460
+898
+3% +$216K
FLOT icon
556
iShares Floating Rate Bond ETF
FLOT
$10.3B
$6.88M 0.04%
135,637
-49,865
-27% -$2.53M
JRO
557
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.87M 0.04%
677,785
+31,934
+5% +$320K
BFZ
558
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$6.86M 0.04%
471,471
-19
-0% -$278
DVN icon
559
Devon Energy
DVN
$47.3B
$6.85M 0.04%
155,534
-35,532
-19% -$1.48M
EFR
560
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$6.82M 0.04%
461,999
-9,343
-2% -$140K
MKC icon
561
McCormick & Company Non-Voting
MKC
$14.2B
$6.81M 0.04%
70,463
+2,794
+4% +$238K
MSCI icon
562
MSCI
MSCI
$40.9B
$6.78M 0.04%
11,066
+3,370
+44% +$2.11M
AAT
563
American Assets Trust
AAT
$1.4B
$6.76M 0.04%
180,060
+21,235
+13% +$798K
AFT
564
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$6.75M 0.04%
419,215
+19,655
+5% +$316K
TSP
565
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$6.75M 0.04%
188,129
+46,344
+33% +$1.73M
AIMC
566
DELISTED
Altra Industrial Motion Corp
AIMC
$6.74M 0.04%
130,603
+1,074
+0.8% +$59K
WU icon
567
Western Union
WU
$2.21B
$6.7M 0.04%
375,766
+50,432
+16% +$930K
TRNO icon
568
Terreno Realty
TRNO
$7.49B
$6.69M 0.03%
78,389
-10,941
-12% -$823K
CINF icon
569
Cincinnati Financial
CINF
$27.1B
$6.68M 0.03%
58,617
+25,723
+78% +$3.04M
UGI icon
570
UGI
UGI
$7.33B
$6.65M 0.03%
144,837
+9,001
+7% +$400K
FMC icon
571
FMC
FMC
$1.33B
$6.61M 0.03%
60,126
-23,138
-28% -$2.33M
NVR icon
572
NVR
NVR
$17B
$6.61M 0.03%
1,118
+585
+110% +$3.09M
AMP icon
573
Ameriprise Financial
AMP
$48.8B
$6.57M 0.03%
21,786
-5,446
-20% -$1.61M
UNM icon
574
Unum
UNM
$14.3B
$6.57M 0.03%
267,374
-49,412
-16% -$1.26M
BGT icon
575
BlackRock Floating Rate Income Trust
BGT
$325M
$6.54M 0.03%
467,399
+32,477
+7% +$447K
21 22
23
24 25

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.