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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHD
551
DELISTED
Pioneer Floating Rate Fund
PHD
$6.48M 0.04%
564,182
+58,599
+12% +$671K
JRO
552
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$6.45M 0.04%
645,851
+18,411
+3% +$180K
GH icon
553
Guardant Health
GH
$22.6B
$6.44M 0.04%
51,547
+6,504
+14% +$773K
WST icon
554
West Pharmaceutical
WST
$24.9B
$6.43M 0.04%
15,149
-2,517
-14% -$1.06M
R icon
555
Ryder
R
$10.1B
$6.41M 0.04%
77,519
-18,400
-19% -$1.42M
LEN icon
556
Lennar Class A
LEN
$21.2B
$6.41M 0.04%
70,679
-34,387
-33% -$3.4M
TER icon
557
Teradyne
TER
$59.3B
$6.4M 0.04%
58,588
-37,850
-39% -$4.6M
PCK
558
DELISTED
Pimco California Municipal Income Fund II
PCK
$6.38M 0.04%
662,897
+77,590
+13% +$749K
SEDG icon
559
SolarEdge
SEDG
$1.95B
$6.37M 0.04%
24,034
+10,798
+82% +$2.94M
ETSY icon
560
Etsy
ETSY
$7.85B
$6.36M 0.04%
30,562
-5,623
-16% -$1.14M
LEA icon
561
Lear
LEA
$8.18B
$6.36M 0.04%
40,615
-20,531
-34% -$3.36M
HES
562
DELISTED
Hess
HES
$6.33M 0.04%
81,071
+17,622
+28% +$1.3M
KR icon
563
Kroger
KR
$34.8B
$6.33M 0.04%
156,607
-131,873
-46% -$5.54M
AFT
564
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$6.31M 0.04%
399,560
+9,785
+3% +$154K
BEAM icon
565
Beam Therapeutics
BEAM
$2.84B
$6.29M 0.04%
72,308
+47,463
+191% +$4.77M
IQI icon
566
Invesco Quality Municipal Securities
IQI
$534M
$6.29M 0.04%
477,288
-14,573
-3% -$199K
BX icon
567
Blackstone
BX
$110B
$6.28M 0.04%
54,012
+47,712
+757% +$5.54M
LNG icon
568
Cheniere Energy
LNG
$52.9B
$6.28M 0.04%
64,296
+23,152
+56% +$2.03M
NWL icon
569
Newell Brands
NWL
$2.56B
$6.26M 0.04%
282,633
+183,633
+185% +$4.69M
PGTI
570
DELISTED
PGT, Inc.
PGTI
$6.25M 0.04%
327,445
-6,051
-2% -$129K
BWA icon
571
BorgWarner
BWA
$13.9B
$6.25M 0.04%
164,258
+36,744
+29% +$1.46M
BSL
572
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$6.25M 0.04%
380,308
+13,520
+4% +$220K
BAB icon
573
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$6.21M 0.04%
188,756
+38,080
+25% +$1.28M
ANF icon
574
Abercrombie & Fitch
ANF
$5B
$6.2M 0.04%
164,668
-12,793
-7% -$494K
MUB icon
575
iShares National Muni Bond ETF
MUB
$45.5B
$6.18M 0.04%
53,190
+3,581
+7% +$420K
21 22
23
24 25

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.