We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESI icon
551
Element Solutions
ESI
$9.23B
$5.3M 0.03%
298,937
+92,204
+45% +$1.27M
NTAP icon
552
NetApp
NTAP
$37.2B
$5.3M 0.03%
79,985
-22,438
-22% -$1.19M
MGPI icon
553
MGP Ingredients
MGPI
$375M
$5.27M 0.03%
112,026
-22,530
-17% -$971K
AZO icon
554
AutoZone
AZO
$51.1B
$5.27M 0.03%
4,444
+2,745
+162% +$3.18M
KMI icon
555
Kinder Morgan
KMI
$68.7B
$5.22M 0.03%
381,691
+5,520
+1% +$73.9K
SRPT icon
556
Sarepta Therapeutics
SRPT
$1.77B
$5.21M 0.03%
30,542
-3,359
-10% -$498K
DELL icon
557
Dell
DELL
$293B
$5.2M 0.03%
139,874
-795
-0.6% -$27.7K
DBRG icon
558
DigitalBridge
DBRG
$2.95B
$5.18M 0.03%
+269,183
New +$4.31M
FRT icon
559
Federal Realty Investment Trust
FRT
$10.3B
$5.18M 0.03%
60,814
+21,153
+53% +$1.76M
SR icon
560
Spire
SR
$4.85B
$5.17M 0.03%
80,755
-6,218
-7% -$379K
AIRC
561
DELISTED
Apartment Income REIT Corp.
AIRC
$5.17M 0.03%
+134,538
New +$5.17M
GFI icon
562
Gold Fields
GFI
$36.5B
$5.15M 0.03%
555,470
+131,377
+31% +$1.39M
KEX icon
563
Kirby Corp
KEX
$6.93B
$5.14M 0.03%
99,102
+12,515
+14% +$570K
DOV icon
564
Dover
DOV
$28.4B
$5.12M 0.03%
40,563
+14,785
+57% +$1.76M
ETG
565
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$5.12M 0.03%
280,353
+780
+0.3% +$12.8K
AEE icon
566
Ameren
AEE
$30.1B
$5.08M 0.03%
65,089
+10,084
+18% +$808K
KIM icon
567
Kimco Realty
KIM
$16.4B
$5.08M 0.03%
338,550
+269,090
+387% +$3.56M
UMC icon
568
United Microelectronic
UMC
$46.9B
$5.05M 0.03%
599,438
+10,447
+2% +$68.1K
BERY
569
DELISTED
Berry Global Group, Inc.
BERY
$5.05M 0.03%
97,915
-4,900
-5% -$234K
HRTG icon
570
Heritage Insurance Holdings
HRTG
$991M
$5.05M 0.03%
498,282
– –
CTXS
571
DELISTED
Citrix Systems Inc
CTXS
$5.05M 0.03%
38,793
-32,076
-45% -$4.08M
ANGL icon
572
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$5.03M 0.03%
156,834
+40,778
+35% +$1.26M
URI icon
573
United Rentals
URI
$72.4B
$5.03M 0.03%
21,694
+1,608
+8% +$340K
TCOM icon
574
Trip.com Group
TCOM
$29.1B
$5M 0.03%
148,376
+20,917
+16% +$682K
SYK icon
575
Stryker
SYK
$130B
$4.99M 0.03%
20,373
-11,020
-35% -$2.5M
21 22
23
24 25

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.