We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRK icon
551
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$4.75M 0.03%
369,478
+12,013
+3% +$157K
GDDY icon
552
GoDaddy
GDDY
$11.5B
$4.72M 0.03%
62,111
-143
-0.2% -$10.8K
NSC icon
553
Norfolk Southern
NSC
$75.1B
$4.67M 0.03%
21,816
-10,010
-31% -$2.01M
WRI
554
DELISTED
Weingarten Realty Investors
WRI
$4.67M 0.03%
275,120
-92,483
-25% -$1.63M
IGD
555
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$4.66M 0.03%
941,307
-55,992
-6% -$278K
PRAH
556
DELISTED
PRA Health Sciences, Inc.
PRAH
$4.65M 0.03%
45,853
-6,329
-12% -$645K
KMI icon
557
Kinder Morgan
KMI
$68.7B
$4.64M 0.03%
376,171
-101,998
-21% -$1.42M
MYN icon
558
BlackRock MuniYield New York Quality Fund
MYN
$377M
$4.63M 0.03%
364,512
+12,430
+4% +$162K
SR icon
559
Spire
SR
$4.85B
$4.63M 0.03%
86,973
+37,564
+76% +$2.24M
WYNN icon
560
Wynn Resorts
WYNN
$10.6B
$4.61M 0.03%
64,261
+48,236
+301% +$3.82M
IVH
561
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$4.58M 0.03%
385,067
-12,226
-3% -$146K
BSL
562
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$4.58M 0.03%
332,869
-8,328
-2% -$111K
NCA icon
563
Nuveen California Municipal Value Fund
NCA
$302M
$4.57M 0.03%
423,998
+35,709
+9% +$378K
BERY
564
DELISTED
Berry Global Group, Inc.
BERY
$4.56M 0.03%
102,815
+79,659
+344% +$3.65M
BKN
565
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$4.56M 0.03%
291,521
-35,382
-11% -$572K
GH icon
566
Guardant Health
GH
$22.6B
$4.54M 0.03%
40,580
-16,026
-28% -$1.47M
KIO
567
KKR Income Opportunities Fund
KIO
$457M
$4.53M 0.03%
334,886
-19,537
-6% -$259K
HTGC icon
568
Hercules Capital
HTGC
$3.23B
$4.52M 0.03%
390,735
-19,269
-5% -$214K
USA icon
569
Liberty All-Star Equity Fund
USA
$1.85B
$4.52M 0.03%
751,665
-37,243
-5% -$223K
VNO icon
570
Vornado Realty Trust
VNO
$7.38B
$4.51M 0.03%
133,770
+12,751
+11% +$454K
NTAP icon
571
NetApp
NTAP
$37.2B
$4.49M 0.03%
102,423
-26,514
-21% -$1.16M
CNP icon
572
CenterPoint Energy
CNP
$26.8B
$4.49M 0.03%
231,895
-29,561
-11% -$580K
FRA icon
573
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$4.49M 0.03%
389,986
+14,177
+4% +$163K
PZC
574
DELISTED
PIMCO California Municipal Income Fund III
PZC
$4.47M 0.03%
420,006
+51,887
+14% +$550K
BLW icon
575
BlackRock Limited Duration Income Trust
BLW
$493M
$4.46M 0.03%
303,451
-11,365
-4% -$168K
21 22
23
24 25

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.