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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRK icon
551
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
$5.54M 0.04%
411,302
+23,838
+6% +$319K
LUMN icon
552
Lumen
LUMN
$6.27B
$5.54M 0.04%
443,482
+111,566
+34% +$1.33M
NCZ
553
Virtus Convertible & Income Fund II
NCZ
$300M
$5.47M 0.04%
272,101
-43,223
-14% -$874K
CPB icon
554
Campbell Soup
CPB
$6.87B
$5.47M 0.04%
116,506
-10,838
-9% -$468K
FLG
555
Flagstar Bank National Association
FLG
$5.96B
$5.46M 0.04%
145,117
-17,376
-11% -$599K
KYN icon
556
Kayne Anderson Energy Infrastructure Fund
KYN
$2.38B
$5.45M 0.04%
377,065
-5,576
-1% -$82.7K
AEM icon
557
Agnico Eagle Mines
AEM
$83.8B
$5.45M 0.04%
101,664
-28,142
-22% -$1.59M
NLY icon
558
Annaly Capital Management
NLY
$17.1B
$5.45M 0.04%
154,775
-208,696
-57% -$7.52M
EVM
559
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$5.44M 0.04%
480,468
+47,705
+11% +$540K
STOR
560
DELISTED
STORE Capital Corporation
STOR
$5.44M 0.04%
145,372
+501
+0.3% +$17.9K
BBY icon
561
Best Buy
BBY
$17.8B
$5.43M 0.04%
78,707
+12,312
+19% +$859K
EOD
562
Allspring Global Dividend Opportunity Fund
EOD
$283M
$5.41M 0.04%
995,543
-45,981
-4% -$249K
MYN icon
563
BlackRock MuniYield New York Quality Fund
MYN
$374M
$5.4M 0.04%
413,473
+19,377
+5% +$252K
NZF icon
564
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$5.38M 0.04%
331,806
-28,757
-8% -$464K
VST icon
565
Vistra
VST
$47.4B
$5.37M 0.04%
201,043
+71,615
+55% +$1.7M
FNV icon
566
Franco-Nevada
FNV
$43.7B
$5.36M 0.04%
58,772
-23,284
-28% -$2.14M
NAN icon
567
Nuveen New York Quality Municipal Income Fund
NAN
$368M
$5.35M 0.04%
375,253
+12,873
+4% +$181K
ARDC
568
Are Dynamic Credit Allocation Fund
ARDC
$298M
$5.34M 0.04%
358,693
-929
-0.3% -$14K
PNR icon
569
Pentair
PNR
$11B
$5.34M 0.04%
141,225
-26,748
-16% -$994K
PHD
570
DELISTED
Pioneer Floating Rate Fund
PHD
$5.32M 0.04%
505,012
+9,226
+2% +$96.9K
NOC icon
571
Northrop Grumman
NOC
$79.2B
$5.31M 0.04%
14,161
+2,943
+26% +$1.04M
CTRE icon
572
CareTrust REIT
CTRE
$9.65B
$5.3M 0.04%
225,696
+194,934
+634% +$4.58M
JBHT icon
573
JB Hunt Transport Services
JBHT
$25.6B
$5.28M 0.04%
47,709
-13,824
-22% -$1.42M
EIM
574
Eaton Vance Municipal Bond Fund
EIM
$493M
$5.27M 0.04%
406,743
-36,797
-8% -$471K
HEI icon
575
HEICO Corp
HEI
$51.3B
$5.27M 0.04%
42,175
+34,875
+478% +$4.77M
21 22
23
24 25

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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.