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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BG icon
551
Bunge Global
BG
$20.4B
$17.6M 0.04%
261,599
+33,209
+15% +$2.26M
LW icon
552
Lamb Weston
LW
$7.36B
$17.5M 0.04%
309,862
+120,254
+63% +$6.34M
OLN icon
553
Olin
OLN
$2.53B
$17.2M 0.04%
482,561
-257,208
-35% -$9.14M
RDC
554
DELISTED
Rowan Companies Plc
RDC
$17M 0.04%
1,087,379
-14,019
-1% -$197K
EWZ icon
555
iShares MSCI Brazil ETF
EWZ
$9.25B
$17M 0.04%
+419,130
New +$17M
EMLC icon
556
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$16.8M 0.04%
443,750
+21,962
+5% +$824K
WUBA
557
DELISTED
58.com Inc
WUBA
$16.7M 0.04%
233,729
+30,511
+15% +$2.11M
SEIC icon
558
SEI Investments
SEIC
$12.4B
$16.4M 0.04%
228,277
+115,003
+102% +$7.7M
UA icon
559
Under Armour Class C
UA
$2.85B
$16.4M 0.04%
1,230,789
+377,802
+44% +$4.95M
TRGP icon
560
Targa Resources
TRGP
$57.6B
$16.3M 0.04%
336,383
+4,349
+1% +$194K
ORI icon
561
Old Republic International
ORI
$10.6B
$16.2M 0.04%
758,665
-106,528
-12% -$2.18M
SINA
562
DELISTED
Sina Corp
SINA
$16.2M 0.04%
161,495
+45,303
+39% +$4.83M
HYD icon
563
VanEck High Yield Muni ETF
HYD
$4.44B
$16.1M 0.04%
258,808
+33,246
+15% +$2.08M
NVR icon
564
NVR
NVR
$16.8B
$16.1M 0.04%
4,598
+1,248
+37% +$4.06M
DINO icon
565
HF Sinclair
DINO
$16.7B
$16.1M 0.04%
314,734
+81,380
+35% +$3.44M
EBS icon
566
Emergent Biosolutions
EBS
$375M
$15.8M 0.04%
338,918
-25,359
-7% -$1.07M
TFCF
567
DELISTED
Twenty-First Century Fox, Inc. Class B
TFCF
$15.7M 0.04%
460,736
-44,946
-9% -$1.31M
RUN icon
568
Sunrun
RUN
$2.27B
$15.7M 0.04%
2,660,844
+632,070
+31% +$3.63M
BGB
569
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$15.6M 0.04%
992,935
+14,498
+1% +$230K
RDN icon
570
Radian Group
RDN
$5.16B
$15.5M 0.04%
752,860
+48,775
+7% +$1.01M
UNF icon
571
Unifirst Corp
UNF
$5.31B
$15.5M 0.04%
93,882
-23,905
-20% -$3.81M
MSCI icon
572
MSCI
MSCI
$41.9B
$15.5M 0.04%
122,126
+54,200
+80% +$6.76M
CUZ icon
573
Cousins Properties
CUZ
$5.25B
$15.4M 0.04%
416,920
-20,200
-5% -$746K
GLPI icon
574
Gaming and Leisure Properties
GLPI
$12.7B
$15.4M 0.04%
415,845
-157,658
-27% -$5.74M
SHPG
575
DELISTED
Shire pic
SHPG
$15.3M 0.04%
98,660
-22,413
-19% -$3.32M
21 22
23
24 25

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.