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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORI icon
551
Old Republic International
ORI
$10.6B
$17M 0.04%
865,193
-17,331
-2% -$336K
JKS
552
JinkoSolar
JKS
$777M
$16.8M 0.04%
674,477
+35,479
+6% +$924K
MKTX icon
553
MarketAxess Holdings
MKTX
$5.78B
$16.7M 0.04%
90,569
+2,463
+3% +$471K
SUI icon
554
Sun Communities
SUI
$15.3B
$16.5M 0.04%
192,071
+6,861
+4% +$607K
AMLP icon
555
Alerian MLP ETF
AMLP
$12.9B
$16.4M 0.04%
292,662
-9,206
-3% -$526K
CUZ icon
556
Cousins Properties
CUZ
$5.25B
$16.3M 0.04%
437,120
+101,151
+30% +$3.69M
EMLC icon
557
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$16.2M 0.04%
421,788
+4,701
+1% +$180K
SYNH
558
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$16M 0.04%
305,161
+68,269
+29% +$3.81M
BG icon
559
Bunge Global
BG
$20.4B
$15.9M 0.04%
228,390
-25,106
-10% -$1.9M
THO icon
560
Thor Industries
THO
$3.95B
$15.8M 0.04%
125,585
+14,045
+13% +$1.51M
TRGP icon
561
Targa Resources
TRGP
$57.6B
$15.7M 0.04%
332,034
-17,230
-5% -$783K
TERP
562
DELISTED
TerraForm Power, Inc
TERP
$15.7M 0.04%
1,184,090
+151,601
+15% +$1.98M
BGB
563
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$15.6M 0.04%
978,437
-12,907
-1% -$206K
AGNC icon
564
AGNC Investment
AGNC
$12.7B
$15.6M 0.04%
718,895
+105,382
+17% +$2.25M
RS icon
565
Reliance Steel & Aluminium
RS
$20.5B
$15.4M 0.04%
202,257
-14,632
-7% -$1.07M
CAFD
566
DELISTED
8point3 Energy Partners LP
CAFD
$15.3M 0.04%
1,018,794
+129,277
+15% +$1.88M
AVA icon
567
Avista
AVA
$3.39B
$15.2M 0.04%
293,631
-10,345
-3% -$517K
NLY icon
568
Annaly Capital Management
NLY
$17.3B
$15.1M 0.04%
308,977
-4,518
-1% -$221K
NAD icon
569
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$15M 0.04%
1,057,345
-14,021
-1% -$200K
BTI icon
570
British American Tobacco
BTI
$133B
$14.8M 0.03%
237,317
+92,445
+64% +$5.96M
EBS icon
571
Emergent Biosolutions
EBS
$375M
$14.7M 0.03%
364,277
-122
-0% -$4.41K
MYGN icon
572
Myriad Genetics
MYGN
$507M
$14.6M 0.03%
402,876
+203,323
+102% +$5.8M
AKRX
573
DELISTED
Akorn Inc
AKRX
$14.5M 0.03%
435,362
+25,063
+6% +$832K
EGP icon
574
EastGroup Properties
EGP
$11.3B
$14.4M 0.03%
163,803
+14,264
+10% +$1.23M
FR icon
575
First Industrial Realty Trust
FR
$8.75B
$14.4M 0.03%
478,320
-26,511
-5% -$801K
21 22
23
24 25

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.