We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBMD
551
DELISTED
WebMD Health Corp.
WBMD
$15.1M 0.05%
303,428
-24,673
-8% -$1.36M
MD icon
552
Pediatrix Medical
MD
$2.22B
$14.9M 0.05%
224,975
-74,997
-25% -$5.13M
CHRD icon
553
Chord Energy
CHRD
$7.85B
$14.8M 0.05%
1,294,642
+428,803
+50% +$3.92M
GLPI icon
554
Gaming and Leisure Properties
GLPI
$12.6B
$14.8M 0.05%
443,815
+17,571
+4% +$608K
OSK icon
555
Oshkosh
OSK
$9.04B
$14.8M 0.05%
264,712
-6,762
-2% -$356K
ALEX
556
DELISTED
Alexander & Baldwin
ALEX
$14.8M 0.05%
385,499
-93,440
-20% -$3.66M
ENH
557
DELISTED
Endurance Specialty Holdings Ltd
ENH
$14.8M 0.05%
226,073
-23,768
-10% -$1.58M
LPT
558
DELISTED
Liberty Property Trust
LPT
$14.8M 0.05%
365,813
+11,260
+3% +$455K
JCP
559
DELISTED
J.C. Penney Company, Inc.
JCP
$14.6M 0.05%
1,588,300
-81,256
-5% -$774K
EMLC icon
560
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
$14.5M 0.05%
379,950
+10,540
+3% +$399K
POR icon
561
Portland General Electric
POR
$5.94B
$14.4M 0.04%
337,609
-1,443
-0.4% -$62.5K
UTHR icon
562
United Therapeutics
UTHR
$25.8B
$14.3M 0.04%
121,325
-17,441
-13% -$2.1M
AOS icon
563
A.O. Smith
AOS
$8.19B
$14.3M 0.04%
289,932
+35,252
+14% +$1.65M
SCTY
564
DELISTED
SolarCity Corporation
SCTY
$14.3M 0.04%
731,270
+78,862
+12% +$1.77M
IXYS
565
DELISTED
IXYS Corp
IXYS
$14.2M 0.04%
1,181,165
-137,088
-10% -$1.56M
MYD
566
DELISTED
BlackRock MuniYield Fund
MYD
$14.2M 0.04%
892,519
+113,018
+14% +$1.81M
INCY icon
567
Incyte
INCY
$24.3B
$14.2M 0.04%
150,226
+9,797
+7% +$825K
LEA icon
568
Lear
LEA
$6.46B
$14.1M 0.04%
115,955
-287
-0.2% -$32.7K
NVG icon
569
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$14.1M 0.04%
874,468
-110,263
-11% -$1.79M
TRMK icon
570
Trustmark
TRMK
$2.79B
$13.9M 0.04%
505,265
-16,999
-3% -$456K
CPN
571
DELISTED
Calpine Corporation
CPN
$13.9M 0.04%
1,100,224
+178,800
+19% +$2.41M
TSL
572
DELISTED
Trina Solar Limited
TSL
$13.8M 0.04%
1,351,534
-275,148
-17% -$2.7M
SKX
573
DELISTED
Skechers
SKX
$13.8M 0.04%
603,715
-52,226
-8% -$1.33M
AVA icon
574
Avista
AVA
$3.25B
$13.8M 0.04%
330,692
-36,023
-10% -$1.53M
IQV icon
575
IQVIA
IQV
$38.2B
$13.7M 0.04%
169,602
-39,367
-19% -$2.98M
21 22
23
24 25

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.