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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.1%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGNA
551
DELISTED
TEGNA Inc
TGNA
$19.1M 0.06%
1,271,155
-94,254
-7% -$1.43M
AVA icon
552
Avista
AVA
$3.31B
$18.8M 0.06%
461,367
-46,388
-9% -$1.75M
EBS icon
553
Emergent Biosolutions
EBS
$382M
$18.8M 0.06%
516,784
-14,173
-3% -$501K
AGO icon
554
Assured Guaranty
AGO
$3.72B
$18.7M 0.06%
738,566
-152,820
-17% -$3.76M
ALEX
555
DELISTED
Alexander & Baldwin
ALEX
$18.4M 0.06%
501,212
-66,226
-12% -$2.18M
WTFC icon
556
Wintrust Financial
WTFC
$10.9B
$18.4M 0.06%
414,624
-59,686
-13% -$2.56M
IXYS
557
DELISTED
IXYS Corp
IXYS
$18.4M 0.06%
1,638,398
-251,729
-13% -$2.86M
HRB icon
558
H&R Block
HRB
$5.73B
$18.1M 0.06%
686,264
+9,657
+1% +$303K
GNTX icon
559
Gentex
GNTX
$4.99B
$18M 0.06%
1,145,662
+56,171
+5% +$818K
SYNA icon
560
Synaptics
SYNA
$4.13B
$17.9M 0.06%
224,572
-28,069
-11% -$2.13M
CRI icon
561
Carter's
CRI
$1.46B
$17.9M 0.06%
169,427
-32,856
-16% -$3.15M
JKHY icon
562
Jack Henry & Associates
JKHY
$11.1B
$17.8M 0.06%
210,633
-41,698
-17% -$3.35M
DAR icon
563
Darling Ingredients
DAR
$9.5B
$17.8M 0.06%
1,350,788
-74,342
-5% -$749K
BR icon
564
Broadridge
BR
$18.2B
$17.8M 0.06%
299,413
+109,325
+58% +$5.96M
NFJ
565
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$17.6M 0.06%
1,436,555
-26,952
-2% -$313K
BPOP icon
566
Popular Inc
BPOP
$11.1B
$17.4M 0.06%
608,943
-91,932
-13% -$2.41M
POR icon
567
Portland General Electric
POR
$5.9B
$17.2M 0.05%
435,500
-76,862
-15% -$2.94M
AMSG
568
DELISTED
Amsurg Corp
AMSG
$17.2M 0.05%
230,374
-18,744
-8% -$1.32M
WBD icon
569
Warner Bros
WBD
$65.4B
$17M 0.05%
595,272
-75,232
-11% -$2.01M
OLN icon
570
Olin
OLN
$2.12B
$16.9M 0.05%
974,064
-22,097
-2% -$342K
KNGT
571
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$16.5M 0.05%
632,855
-61,782
-9% -$1.62M
MXWL
572
DELISTED
Maxwell Technologies Inc
MXWL
$16.4M 0.05%
2,767,881
-166,382
-6% -$1.02M
FNSR
573
DELISTED
Finisar Corp
FNSR
$16.4M 0.05%
898,456
+24,710
+3% +$355K
UTHR icon
574
United Therapeutics
UTHR
$21.9B
$16.4M 0.05%
146,921
-18,578
-11% -$2.35M
ITC
575
DELISTED
ITC HOLDINGS CORP
ITC
$16.3M 0.05%
375,026
-81,798
-18% -$3.32M
21 22
23
24 25

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.