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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMG icon
551
Affiliated Managers Group
AMG
$10.1B
$20.8M 0.06%
121,406
+2,809
+2% +$552K
BALL icon
552
Ball Corp
BALL
$17B
$20.8M 0.06%
667,322
-93,892
-12% -$3.18M
MHK icon
553
Mohawk Industries
MHK
$9.01B
$20.7M 0.06%
113,866
-33,892
-23% -$6.71M
BPY
554
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$20.7M 0.06%
963,229
-149,743
-13% -$3.21M
AME icon
555
Ametek
AME
$55.9B
$20.6M 0.06%
393,571
-77,413
-16% -$4.17M
CPGX
556
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$20.5M 0.06%
+1,119,286
New +$29.2M
INCY icon
557
Incyte
INCY
$24.4B
$20.4M 0.06%
185,218
-47,688
-20% -$5.35M
FWONA icon
558
Liberty Media Series A
FWONA
$22.4B
$20.4M 0.06%
848,431
-133,832
-14% -$3.33M
LPT
559
DELISTED
Liberty Property Trust
LPT
$20.4M 0.06%
646,505
+558,939
+638% +$18.1M
RS icon
560
Reliance Steel & Aluminium
RS
$20.9B
$20.3M 0.06%
376,178
+7,759
+2% +$454K
NLSN
561
DELISTED
Nielsen Holdings plc
NLSN
$20.3M 0.06%
456,750
-120,642
-21% -$5.57M
KRC icon
562
Kilroy Realty
KRC
$4.54B
$20.2M 0.06%
309,360
-114,016
-27% -$7.8M
FRC
563
DELISTED
First Republic Bank
FRC
$19.9M 0.06%
317,624
+200,968
+172% +$12.6M
MOS icon
564
The Mosaic Company
MOS
$7.22B
$19.9M 0.06%
640,542
-7,284
-1% -$301K
NFJ
565
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$19.9M 0.06%
1,557,912
+19,265
+1% +$268K
VC icon
566
Visteon
VC
$2.82B
$19.8M 0.06%
195,922
-102,005
-34% -$10.3M
DXJ icon
567
WisdomTree Japan Hedged Equity Fund
DXJ
$7.2B
$19.7M 0.06%
403,850
+85,500
+27% +$4.62M
IQV icon
568
IQVIA
IQV
$38.4B
$19.3M 0.06%
277,330
-87,324
-24% -$6.53M
NVR icon
569
NVR
NVR
$16.6B
$19.2M 0.06%
12,605
-176
-1% -$263K
PVH icon
570
PVH
PVH
$4.09B
$19.1M 0.06%
187,532
-48,355
-20% -$5.5M
BABA icon
571
Alibaba
BABA
$309B
$18.8M 0.06%
319,110
+146,556
+85% +$10.7M
CF icon
572
CF Industries
CF
$18.2B
$18.8M 0.06%
417,784
-27,447
-6% -$1.6M
CNX icon
573
CNX Resources
CNX
$5.27B
$18.7M 0.06%
2,295,310
+873,959
+61% +$10.9M
ARRS
574
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$18.7M 0.06%
721,105
-73,172
-9% -$2.07M
TOL icon
575
Toll Brothers
TOL
$14.1B
$18.7M 0.06%
545,560
-28,723
-5% -$1.09M
21 22
23
24 25

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.