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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWN
551
DELISTED
Southwestern Energy Company
SWN
$24.8M 0.06%
708,732
+128,022
+22% +$5.12M
BKH icon
552
Black Hills Corp
BKH
$5.42B
$24.8M 0.06%
517,284
-82,171
-14% -$4.41M
MAS icon
553
Masco
MAS
$14.7B
$24.7M 0.06%
1,173,607
-67,557
-5% -$1.34M
SHW icon
554
Sherwin-Williams
SHW
$86B
$24.6M 0.06%
337,392
-11,874
-3% -$843K
GBAB
555
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
– –
0
– –
NAVI icon
556
Navient
NAVI
$830M
$24.5M 0.06%
1,385,766
+63,232
+5% +$1.11M
MDRX
557
DELISTED
Veradigm Inc. Common Stock
MDRX
$24.5M 0.06%
1,826,954
+1,663,989
+1,021% +$25.2M
GWW icon
558
W.W. Grainger
GWW
$64.7B
$24.4M 0.06%
96,897
+7,196
+8% +$1.77M
AEE icon
559
Ameren
AEE
$30.3B
$24.3M 0.06%
633,360
-57,008
-8% -$2.23M
TRMB icon
560
Trimble
TRMB
$13.5B
$24.1M 0.06%
790,243
+82,448
+12% +$2.68M
XEC
561
DELISTED
CIMAREX ENERGY CO
XEC
$24.1M 0.06%
190,460
+5,190
+3% +$718K
FDO
562
DELISTED
FAMILY DOLLAR STORES
FDO
$24.1M 0.06%
311,888
+4,429
+1% +$326K
ETN icon
563
Eaton
ETN
$170B
$24.1M 0.06%
380,112
+17,934
+5% +$1.27M
SAIC icon
564
Saic
SAIC
$5.08B
$24.1M 0.06%
544,301
-77,499
-12% -$3.41M
CHRW icon
565
C.H. Robinson
CHRW
$17.3B
$24M 0.06%
362,197
-58,398
-14% -$3.89M
BP icon
566
BP
BP
$114B
$24M 0.06%
667,607
+85,170
+15% +$3.37M
FMER
567
DELISTED
FIRSTMERIT CORP
FMER
$24M 0.06%
1,363,403
-98,755
-7% -$1.78M
LNC icon
568
Lincoln National
LNC
$8.82B
$24M 0.06%
447,514
-16,607
-4% -$883K
GD icon
569
General Dynamics
GD
$103B
$24M 0.06%
188,603
-16,034
-8% -$1.95M
TW
570
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$23.9M 0.06%
240,506
-15,747
-6% -$1.66M
EMO
571
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.03B
$23.9M 0.06%
196,108
+17,320
+10% +$2.15M
NFX
572
DELISTED
Newfield Exploration
NFX
$23.9M 0.06%
643,655
+27,773
+5% +$1.15M
QEP
573
DELISTED
QEP RESOURCES, INC.
QEP
$23.8M 0.06%
774,643
+29,791
+4% +$996K
OMC icon
574
Omnicom Group
OMC
$21.7B
$23.8M 0.06%
345,804
+63,136
+22% +$4.51M
CNX icon
575
CNX Resources
CNX
$5.33B
$23.8M 0.06%
754,664
+78,376
+12% +$2.63M
21 22
23
24 25

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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.