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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STAG icon
526
STAG Industrial
STAG
$7.19B
$4.43M 0.04%
128,245
-17,838
-12% -$647K
KEY icon
527
KeyCorp
KEY
$24.4B
$4.42M 0.04%
410,930
-82,199
-17% -$910K
ELS icon
528
Equity Lifestyle Properties
ELS
$12.6B
$4.41M 0.04%
69,219
-6,962
-9% -$470K
NBIX icon
529
Neurocrine Biosciences
NBIX
$16.6B
$4.4M 0.04%
39,108
-5,188
-12% -$546K
BWA icon
530
BorgWarner
BWA
$13.9B
$4.39M 0.04%
108,821
+48,261
+80% +$2.04M
CME icon
531
CME Group
CME
$94.8B
$4.36M 0.04%
21,797
+3,631
+20% +$722K
PFN
532
PIMCO Income Strategy Fund II
PFN
$703M
$4.36M 0.04%
661,041
+53,566
+9% +$372K
LFUS icon
533
Littelfuse
LFUS
$11.6B
$4.35M 0.04%
17,590
-15,505
-47% -$4.2M
EXP icon
534
Eagle Materials
EXP
$6.57B
$4.32M 0.04%
25,917
-9,357
-27% -$1.7M
SSB icon
535
SouthState Bank Corp
SSB
$10.5B
$4.31M 0.04%
63,924
-9,967
-13% -$719K
LEO
536
BNY Mellon Strategic Municipals
LEO
$387M
$4.3M 0.04%
805,950
-108,126
-12% -$631K
HZNP
537
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$4.28M 0.04%
37,033
-21,036
-36% -$2.26M
WPM icon
538
Wheaton Precious Metals
WPM
$60.9B
$4.28M 0.04%
105,480
-46,086
-30% -$1.99M
CLX icon
539
Clorox
CLX
$12.7B
$4.27M 0.04%
32,614
-14,301
-30% -$2.17M
MOH icon
540
Molina Healthcare
MOH
$10.3B
$4.26M 0.04%
13,005
+1,775
+16% +$559K
KVUE icon
541
Kenvue
KVUE
$36.9B
$4.26M 0.04%
+211,906
New +$4.91M
IDA icon
542
Idacorp
IDA
$8.2B
$4.24M 0.04%
45,231
-735
-2% -$72.6K
BAB icon
543
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$4.24M 0.04%
167,458
-45,001
-21% -$1.17M
VCLT icon
544
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$4.23M 0.04%
59,043
-32,225
-35% -$2.43M
LUV icon
545
Southwest Airlines
LUV
$23B
$4.23M 0.04%
156,084
+21,144
+16% +$690K
ALL icon
546
Allstate
ALL
$67.5B
$4.23M 0.04%
37,924
-8,620
-19% -$941K
IQV icon
547
IQVIA
IQV
$39.3B
$4.2M 0.04%
21,346
+3,906
+22% +$848K
MQT
548
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$4.19M 0.04%
466,453
+3,274
+0.7% +$32.1K
BA icon
549
Boeing
BA
$185B
$4.18M 0.04%
21,801
-3,845
-15% -$841K
ETG
550
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$4.18M 0.04%
271,465
+29,088
+12% +$481K
20 21
22
23 24

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.