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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYD
526
DELISTED
BlackRock MuniYield Fund
MYD
$7.4M 0.04%
503,333
-9,562
-2% -$139K
JFR icon
527
Nuveen Floating Rate Income Fund
JFR
$1.25B
$7.37M 0.04%
724,942
+46,583
+7% +$475K
SLB icon
528
SLB Ltd
SLB
$75B
$7.35M 0.04%
245,409
-152,867
-38% -$4.82M
USFD icon
529
US Foods
USFD
$24B
$7.35M 0.04%
210,900
-24
-0% -$835
JLL icon
530
Jones Lang LaSalle
JLL
$16.7B
$7.31M 0.04%
27,130
-16,617
-38% -$4.29M
TSCO icon
531
Tractor Supply
TSCO
$18B
$7.28M 0.04%
152,570
+27,710
+22% +$1.21M
PEG icon
532
Public Service Enterprise Group
PEG
$37.7B
$7.26M 0.04%
108,857
-81,613
-43% -$5.16M
NMZ icon
533
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$7.23M 0.04%
477,960
+28,960
+6% +$429K
ENR icon
534
Energizer
ENR
$1.55B
$7.21M 0.04%
179,819
+1,473
+0.8% +$56.6K
NID
535
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$7.2M 0.04%
482,735
-53,841
-10% -$800K
MRO
536
DELISTED
Marathon Oil Corporation
MRO
$7.2M 0.04%
438,592
+80,669
+23% +$1.3M
GH icon
537
Guardant Health
GH
$22.6B
$7.17M 0.04%
71,741
+20,194
+39% +$2.09M
HRL icon
538
Hormel Foods
HRL
$13.8B
$7.16M 0.04%
146,579
-28,564
-16% -$1.25M
NVTA
539
DELISTED
Invitae Corporation
NVTA
$7.14M 0.04%
467,429
+113,780
+32% +$2.46M
TWTR
540
DELISTED
Twitter, Inc.
TWTR
$7.14M 0.04%
165,166
+27,445
+20% +$1.43M
SCHZ icon
541
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$7.13M 0.04%
264,496
– –
FAF icon
542
First American
FAF
$7.58B
$7.13M 0.04%
91,094
+12,948
+17% +$966K
WAT icon
543
Waters Corp
WAT
$39.9B
$7.11M 0.04%
19,076
+3,407
+22% +$1.19M
BEAM icon
544
Beam Therapeutics
BEAM
$2.84B
$7.1M 0.04%
89,154
+16,846
+23% +$1.44M
BGX
545
Blackstone Long-Short Credit Income Fund
BGX
$138M
$7.06M 0.04%
480,261
-9,085
-2% -$137K
EVM
546
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$7.05M 0.04%
608,195
-55,201
-8% -$651K
IFF icon
547
International Flavors & Fragrances
IFF
$21.9B
$7.05M 0.04%
46,826
-13,283
-22% -$1.93M
CRL icon
548
Charles River Laboratories
CRL
$12.8B
$7.05M 0.04%
18,722
-3,030
-14% -$1.18M
TRMB icon
549
Trimble
TRMB
$13.9B
$7.04M 0.04%
80,718
+12,118
+18% +$1.04M
FRA icon
550
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$7.03M 0.04%
523,748
+21,594
+4% +$292K
20 21
22
23 24

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.