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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETJ
526
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$6.85M 0.04%
640,847
+36,241
+6% +$408K
JFR icon
527
Nuveen Floating Rate Income Fund
JFR
$1.25B
$6.83M 0.04%
678,359
+26,401
+4% +$262K
LVS icon
528
Las Vegas Sands
LVS
$29.6B
$6.83M 0.04%
186,547
+94,648
+103% +$4.06M
EVV
529
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$6.82M 0.04%
517,445
+45,563
+10% +$605K
VTRS icon
530
Viatris
VTRS
$18.9B
$6.81M 0.04%
502,786
-123,456
-20% -$1.75M
HIW icon
531
Highwoods Properties
HIW
$3.47B
$6.81M 0.04%
155,291
-22,121
-12% -$1.01M
MTD icon
532
Mettler-Toledo International
MTD
$28.6B
$6.79M 0.04%
4,930
+776
+19% +$1.17M
DVN icon
533
Devon Energy
DVN
$47.3B
$6.79M 0.04%
191,066
+80,987
+74% +$2.3M
SYF icon
534
Synchrony
SYF
$25.6B
$6.78M 0.04%
138,767
+20,822
+18% +$1.01M
HSY icon
535
Hershey
HSY
$36.6B
$6.77M 0.04%
40,004
+3,000
+8% +$530K
ASH icon
536
Ashland
ASH
$3.5B
$6.76M 0.04%
75,875
-37,384
-33% -$3.28M
FRA icon
537
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$6.71M 0.04%
502,154
+29,651
+6% +$395K
LUMN icon
538
Lumen
LUMN
$6.44B
$6.71M 0.04%
541,375
-51,603
-9% -$647K
AEM icon
539
Agnico Eagle Mines
AEM
$90.5B
$6.71M 0.04%
129,351
+2,386
+2% +$139K
UTHR icon
540
United Therapeutics
UTHR
$23.1B
$6.68M 0.04%
36,208
-897
-2% -$177K
LUV icon
541
Southwest Airlines
LUV
$23B
$6.68M 0.04%
129,928
-5,287
-4% -$267K
DPZ icon
542
Domino's
DPZ
$11.6B
$6.66M 0.04%
13,969
+1,483
+12% +$751K
UDR icon
543
UDR
UDR
$12.3B
$6.66M 0.04%
125,671
-12,587
-9% -$672K
NNN icon
544
NNN REIT
NNN
$8.99B
$6.66M 0.04%
154,085
+16,607
+12% +$781K
NMZ icon
545
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$6.63M 0.04%
449,000
+42,818
+11% +$659K
SWX icon
546
Southwest Gas
SWX
$6.67B
$6.63M 0.04%
99,076
-5,794
-6% -$404K
WU icon
547
Western Union
WU
$2.21B
$6.58M 0.04%
325,334
+45,758
+16% +$1.01M
WPM icon
548
Wheaton Precious Metals
WPM
$60.9B
$6.55M 0.04%
174,189
-13,591
-7% -$593K
IIPR icon
549
Innovative Industrial Properties
IIPR
$1.72B
$6.53M 0.04%
28,236
-1,738
-6% -$392K
ES icon
550
Eversource Energy
ES
$27.2B
$6.5M 0.04%
79,556
-32,767
-29% -$2.85M
20 21
22
23 24

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.