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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTHR icon
526
United Therapeutics
UTHR
$22B
$6.08M 0.05%
69,076
+14,980
+28% +$1.32M
ETB
527
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$458M
$6.05M 0.05%
368,892
-140,865
-28% -$2.29M
PANW icon
528
Palo Alto Networks
PANW
$296B
$6.04M 0.05%
156,600
+24,894
+19% +$941K
GRMN
529
Garmin
GRMN
$58.3B
$6.03M 0.05%
61,832
+25,167
+69% +$2.35M
ZWS icon
530
Zurn Elkay Water Solutions
ZWS
$8.75B
$6.03M 0.05%
383,784
+27,792
+8% +$400K
WHR icon
531
Whirlpool
WHR
$2.93B
$6.02M 0.05%
40,777
+16,360
+67% +$2.47M
ROK icon
532
Rockwell Automation
ROK
$50.1B
$6M 0.05%
29,623
+4,831
+19% +$895K
REXR icon
533
Rexford Industrial Realty
REXR
$8.26B
$6M 0.05%
131,364
-25,785
-16% -$1.19M
PLXS icon
534
Plexus
PLXS
$7.35B
$5.98M 0.04%
77,737
+1,243
+2% +$90.2K
AU icon
535
AngloGold Ashanti
AU
$44.8B
$5.98M 0.04%
267,554
+45,479
+20% +$916K
WEN icon
536
Wendy's
WEN
$1.52B
$5.98M 0.04%
269,094
-17,675
-6% -$375K
ENB icon
537
Enbridge
ENB
$113B
$5.95M 0.04%
149,633
-38,506
-20% -$1.44M
AUB icon
538
Atlantic Union Bankshares
AUB
$6.11B
$5.92M 0.04%
157,735
-1,628
-1% -$61.3K
NTES icon
539
NetEase
NTES
$82B
$5.92M 0.04%
96,540
+520
+0.5% +$30.5K
EXAS
540
DELISTED
Exact Sciences
EXAS
$5.9M 0.04%
63,823
+14,554
+30% +$1.28M
DRI icon
541
Darden Restaurants
DRI
$23.9B
$5.9M 0.04%
54,130
+16,237
+43% +$1.84M
ALNY icon
542
Alnylam Pharmaceuticals
ALNY
$30.6B
$5.87M 0.04%
51,005
+315
+0.6% +$31.4K
PACW
543
DELISTED
PacWest Bancorp
PACW
$5.87M 0.04%
153,397
+29,062
+23% +$1.09M
PGTI
544
DELISTED
PGT, Inc.
PGTI
$5.85M 0.04%
392,247
+4,871
+1% +$77.5K
STAG icon
545
STAG Industrial
STAG
$7.19B
$5.84M 0.04%
184,920
+158,421
+598% +$4.86M
SLB icon
546
SLB Ltd
SLB
$74.1B
$5.84M 0.04%
145,183
+17,617
+14% +$629K
DLTR icon
547
Dollar Tree
DLTR
$24.7B
$5.83M 0.04%
62,010
-26,305
-30% -$2.76M
DG icon
548
Dollar General
DG
$28B
$5.83M 0.04%
37,371
+16,033
+75% +$2.54M
DEI icon
549
Douglas Emmett
DEI
$1.98B
$5.82M 0.04%
132,516
-3,709
-3% -$160K
FEN
550
DELISTED
First Trust Energy Income and Growth Fund
FEN
$5.81M 0.04%
256,895
-28,479
-10% -$611K
20 21
22
23 24

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.