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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NI icon
526
NiSource
NI
$20.6B
$5.77M 0.05%
192,977
+58,459
+43% +$1.71M
BEN icon
527
Franklin Resources
BEN
$17.7B
$5.77M 0.05%
200,037
+50,440
+34% +$1.54M
WEN icon
528
Wendy's
WEN
$1.52B
$5.73M 0.05%
286,769
+36,277
+14% +$723K
EVT icon
529
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$5.72M 0.05%
232,859
+18,127
+8% +$437K
SGEN
530
DELISTED
Seagen Inc. Common Stock
SGEN
$5.7M 0.05%
66,773
-5,362
-7% -$393K
CSL icon
531
Carlisle Companies
CSL
$15.3B
$5.7M 0.05%
39,158
-60,062
-61% -$8.44M
JFR icon
532
Nuveen Floating Rate Income Fund
JFR
$1.24B
$5.68M 0.05%
584,763
+32,136
+6% +$311K
MHN
533
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$5.68M 0.05%
417,652
+13,769
+3% +$186K
CAG icon
534
Conagra Brands
CAG
$7.18B
$5.68M 0.05%
185,240
+9,344
+5% +$269K
NSA
535
DELISTED
National Storage Affiliates Trust
NSA
$5.68M 0.05%
170,318
-47,953
-22% -$1.52M
EOI
536
Eaton Vance Enhanced Equity Income Fund
EOI
$821M
$5.66M 0.05%
373,984
+46,963
+14% +$710K
NSL
537
DELISTED
NUVEEN SENIOR INCM FD
NSL
$5.66M 0.05%
980,974
-5,810
-0.6% -$33.6K
L icon
538
Loews
L
$23.7B
$5.65M 0.05%
109,743
+2,344
+2% +$121K
ODFL icon
539
Old Dominion Freight Line
ODFL
$44.8B
$5.65M 0.05%
99,675
-1,905
-2% -$103K
BGT icon
540
BlackRock Floating Rate Income Trust
BGT
$325M
$5.64M 0.05%
459,310
+23,005
+5% +$284K
ETFC
541
DELISTED
E*Trade Financial Corporation
ETFC
$5.64M 0.05%
129,007
-58,341
-31% -$2.58M
USA icon
542
Liberty All-Star Equity Fund
USA
$1.84B
$5.63M 0.05%
879,650
+22,636
+3% +$143K
KMF
543
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$5.62M 0.04%
518,459
-120,209
-19% -$1.33M
FTNT icon
544
Fortinet
FTNT
$120B
$5.6M 0.04%
364,605
-160,760
-31% -$2.61M
BGY icon
545
BlackRock Enhanced International Dividend Trust
BGY
$526M
$5.59M 0.04%
1,029,579
+165,834
+19% +$907K
MYD
546
DELISTED
BlackRock MuniYield Fund
MYD
$5.58M 0.04%
375,108
+59,135
+19% +$872K
EXPE icon
547
Expedia Group
EXPE
$38.4B
$5.58M 0.04%
41,509
+1,174
+3% +$155K
FTI icon
548
TechnipFMC
FTI
$27.2B
$5.55M 0.04%
309,175
+143,827
+87% +$2.68M
SIRI icon
549
SiriusXM
SIRI
$10.3B
$5.54M 0.04%
88,614
-1,984
-2% -$122K
JCI icon
550
Johnson Controls International
JCI
$93.1B
$5.54M 0.04%
126,284
+34,862
+38% +$1.48M
20 21
22
23 24

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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.