We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRG icon
526
NRG Energy
NRG
$25.5B
$6.91M 0.05%
184,748
-89,911
-33% -$3.02M
HP icon
527
Helmerich & Payne
HP
$3.33B
$6.9M 0.05%
100,354
-6,546
-6% -$418K
ETO
528
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$516M
$6.85M 0.04%
270,927
-4,446
-2% -$112K
SRPT icon
529
Sarepta Therapeutics
SRPT
$1.68B
$6.85M 0.04%
42,392
-7,275
-15% -$995K
TYG
530
Tortoise Energy Infrastructure Corp
TYG
$1.06B
$6.84M 0.04%
63,545
+4,080
+7% +$457K
IVH
531
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$6.84M 0.04%
479,332
-53,909
-10% -$772K
CDNS icon
532
Cadence Design Systems
CDNS
$92.8B
$6.83M 0.04%
150,707
-1,225
-0.8% -$55.8K
PCG icon
533
PG&E
PCG
$37.9B
$6.81M 0.04%
147,990
-43,492
-23% -$1.94M
FLOT icon
534
iShares Floating Rate Bond ETF
FLOT
$10.3B
$6.81M 0.04%
133,416
+38,075
+40% +$1.94M
FRC
535
DELISTED
First Republic Bank
FRC
$6.8M 0.04%
70,854
+36,553
+107% +$3.68M
FAST icon
536
Fastenal
FAST
$57.4B
$6.76M 0.04%
466,160
-10,004
-2% -$142K
BP icon
537
BP
BP
$106B
$6.75M 0.04%
153,263
-14,224
-8% -$595K
CFG icon
538
Citizens Financial Group
CFG
$31.1B
$6.74M 0.04%
174,730
-11,763
-6% -$474K
EE
539
DELISTED
El Paso Electric Company
EE
$6.74M 0.04%
117,800
-11,570
-9% -$708K
SCI icon
540
Service Corp International
SCI
$11.6B
$6.74M 0.04%
152,395
-9,695
-6% -$391K
CI icon
541
Cigna
CI
$71.5B
$6.73M 0.04%
32,340
+796
+3% +$148K
EMO
542
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.01B
$6.72M 0.04%
117,887
-2,660
-2% -$153K
OPLN
543
Openlane
OPLN
$4.05B
$6.72M 0.04%
297,394
+86,359
+41% +$1.99M
RVT icon
544
Royce Value Trust
RVT
$2.29B
$6.68M 0.04%
408,742
+628
+0.2% +$10.2K
SNPS icon
545
Synopsys
SNPS
$76.7B
$6.67M 0.04%
67,678
-43,336
-39% -$4.13M
STOR
546
DELISTED
STORE Capital Corporation
STOR
$6.67M 0.04%
239,929
-34,288
-13% -$965K
MAS icon
547
Masco
MAS
$15.2B
$6.66M 0.04%
182,090
+49,133
+37% +$1.89M
PHD
548
DELISTED
Pioneer Floating Rate Fund
PHD
$6.66M 0.04%
603,966
-57,696
-9% -$638K
UFS
549
DELISTED
DOMTAR CORPORATION (New)
UFS
$6.66M 0.04%
127,616
-31,487
-20% -$1.59M
NAC icon
550
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$6.65M 0.04%
514,166
-4,664
-0.9% -$62.3K
20 21
22
23 24

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.