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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRG icon
526
Essential Utilities
WTRG
$11.4B
$23M 0.05%
693,954
+19,088
+3% +$640K
NTES icon
527
NetEase
NTES
$84.4B
$22.8M 0.05%
433,045
+162,205
+60% +$9.32M
CWB icon
528
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$22.4M 0.05%
437,850
+70,141
+19% +$3.55M
UGI icon
529
UGI
UGI
$7.76B
$21.3M 0.05%
453,767
-22,617
-5% -$1.1M
BIVV
530
DELISTED
Bioverativ Inc. Common Stock
BIVV
$21.2M 0.05%
371,068
+8,787
+2% +$515K
GLPI icon
531
Gaming and Leisure Properties
GLPI
$12.7B
$21.2M 0.05%
573,503
+124,974
+28% +$4.72M
IDCC icon
532
InterDigital
IDCC
$7.84B
$20.9M 0.05%
283,675
+49,410
+21% +$3.62M
CGNX icon
533
Cognex
CGNX
$10.4B
$20.9M 0.05%
379,378
+38,800
+11% +$1.97M
RGLD icon
534
Royal Gold
RGLD
$17.2B
$20.8M 0.05%
241,798
+3,648
+2% +$316K
POR icon
535
Portland General Electric
POR
$5.8B
$20.3M 0.05%
445,357
+140,945
+46% +$6.49M
CSIQ icon
536
Canadian Solar
CSIQ
$1B
$20.3M 0.05%
1,204,883
+203,193
+20% +$3.33M
FAF icon
537
First American
FAF
$7.71B
$20.2M 0.05%
404,089
-52,648
-12% -$2.51M
TTWO icon
538
Take-Two Interactive
TTWO
$46.3B
$20.2M 0.05%
197,476
+15,683
+9% +$1.4M
EHC icon
539
Encompass Health
EHC
$11B
$19.8M 0.05%
537,266
+91,879
+21% +$3.27M
ACP
540
abrdn Income Credit Strategies Fund
ACP
$636M
$19M 0.04%
1,333,089
+90,909
+7% +$1.27M
IPGP icon
541
IPG Photonics
IPGP
$3.6B
$18.6M 0.04%
100,583
+49,008
+95% +$8.14M
LOGM
542
DELISTED
LogMein, Inc.
LOGM
$18.6M 0.04%
168,730
+44,710
+36% +$5.01M
SHPG
543
DELISTED
Shire pic
SHPG
$18.5M 0.04%
121,073
+414
+0.3% +$64.9K
LEA icon
544
Lear
LEA
$7.33B
$18M 0.04%
104,082
+10,427
+11% +$1.58M
WBD icon
545
Warner Bros
WBD
$63.9B
$17.9M 0.04%
841,701
-62,543
-7% -$1.47M
UNF icon
546
Unifirst Corp
UNF
$5.31B
$17.8M 0.04%
117,787
-1,166
-1% -$165K
AY
547
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$17.8M 0.04%
903,534
+238,406
+36% +$4.95M
CRUS icon
548
Cirrus Logic
CRUS
$6.65B
$17.8M 0.04%
332,882
+137,002
+70% +$8.02M
TAN icon
549
Invesco Solar ETF
TAN
$1.43B
$17.6M 0.04%
813,757
-563,000
-41% -$12.1M
HASI icon
550
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.85B
$17.5M 0.04%
717,681
+165,998
+30% +$3.89M
20 21
22
23 24

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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.