We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKG icon
526
Packaging Corp of America
PKG
$22.4B
$19.8M 0.06%
234,008
+17,806
+8% +$1.49M
AMLP icon
527
Alerian MLP ETF
AMLP
$13B
$19.8M 0.06%
314,801
-25,665
-8% -$1.59M
GNTX icon
528
Gentex
GNTX
$4.99B
$19.4M 0.06%
986,258
+370,229
+60% +$6.74M
LQD icon
529
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$19.3M 0.06%
164,531
-606
-0.4% -$72K
UNIT
530
Uniti Group
UNIT
$2.34B
$18.6M 0.05%
731,205
+414,453
+131% +$11.2M
NAD icon
531
Nuveen Quality Municipal Income Fund
NAD
$2.73B
$18.3M 0.05%
1,313,877
-102,675
-7% -$1.43M
POST icon
532
Post Holdings
POST
$4.09B
$18.3M 0.05%
347,794
-150,608
-30% -$7.61M
DGI
533
DELISTED
DigitalGlobe Inc.
DGI
$18.1M 0.05%
632,179
-132,576
-17% -$3.82M
AGO icon
534
Assured Guaranty
AGO
$3.72B
$18.1M 0.05%
478,840
-76,843
-14% -$2.58M
NEA icon
535
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$17.9M 0.05%
1,340,095
-218,623
-14% -$2.95M
NFJ
536
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$17.6M 0.05%
1,398,779
-93,187
-6% -$1.17M
WTRG icon
537
Essential Utilities
WTRG
$11B
$17.5M 0.05%
584,090
+55,931
+11% +$1.67M
BIDU icon
538
Baidu
BIDU
$38.3B
$17.4M 0.05%
105,563
+1,736
+2% +$295K
IEX icon
539
IDEX
IEX
$17.2B
$17.3M 0.05%
191,975
+2,776
+1% +$251K
HII icon
540
Huntington Ingalls Industries
HII
$12.8B
$17.2M 0.05%
93,313
+18,972
+26% +$3.22M
ARE icon
541
Alexandria Real Estate Equities
ARE
$9.24B
$17.2M 0.05%
154,381
-21
-0% -$2.25K
TRMK icon
542
Trustmark
TRMK
$2.8B
$17.1M 0.05%
478,877
-26,388
-5% -$830K
UNF icon
543
Unifirst Corp
UNF
$5.27B
$16.8M 0.05%
117,079
+25,190
+27% +$3.41M
WNR
544
DELISTED
Western Refining Inc
WNR
$16.8M 0.05%
443,974
+148,254
+50% +$4.88M
RDC
545
DELISTED
Rowan Companies Plc
RDC
$16.6M 0.05%
876,373
+175,592
+25% +$2.86M
WBMD
546
DELISTED
WebMD Health Corp.
WBMD
$16.4M 0.05%
329,972
+26,544
+9% +$1.37M
CUZ icon
547
Cousins Properties
CUZ
$5.17B
$16.4M 0.05%
480,409
+274,658
+133% +$8.67M
ORI icon
548
Old Republic International
ORI
$10.6B
$16.2M 0.05%
852,905
-211,583
-20% -$3.81M
FULT icon
549
Fulton Financial
FULT
$4.72B
$15.7M 0.04%
833,198
-85,609
-9% -$1.43M
FR icon
550
First Industrial Realty Trust
FR
$8.69B
$15.5M 0.04%
552,415
+305,104
+123% +$8.13M
20 21
22
23 24

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.