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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UA icon
526
Under Armour Class C
UA
$2.81B
$19.8M 0.06%
586,096
+6,425
+1% +$232K
WBD icon
527
Warner Bros
WBD
$66B
$19.8M 0.06%
733,971
+168,115
+30% +$4.31M
SBNY
528
DELISTED
Signature Bank
SBNY
$19.4M 0.06%
163,414
+35,095
+27% +$4.23M
BABA icon
529
Alibaba
BABA
$308B
$19.2M 0.06%
181,561
+15,863
+10% +$1.47M
BIDU icon
530
Baidu
BIDU
$38.3B
$18.9M 0.06%
103,827
+7,482
+8% +$1.29M
NFJ
531
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$18.9M 0.06%
1,491,966
+97,177
+7% +$1.23M
ORI icon
532
Old Republic International
ORI
$10.5B
$18.8M 0.06%
1,064,488
-18,469
-2% -$351K
CVG
533
DELISTED
Convergys
CVG
$18.3M 0.06%
601,011
-78,658
-12% -$2.23M
Y
534
DELISTED
Alleghany Corp
Y
$18.2M 0.06%
34,723
-801
-2% -$428K
UGI icon
535
UGI
UGI
$7.77B
$18.2M 0.06%
401,815
-186,891
-32% -$8.53M
WTFC icon
536
Wintrust Financial
WTFC
$10.8B
$18M 0.06%
323,355
-9,636
-3% -$519K
IEX icon
537
IDEX
IEX
$17.2B
$17.7M 0.06%
189,199
+13,586
+8% +$1.23M
PKG icon
538
Packaging Corp of America
PKG
$21.9B
$17.6M 0.05%
216,202
-8,283
-4% -$633K
OLN icon
539
Olin
OLN
$2.13B
$17.5M 0.05%
853,087
+34,668
+4% +$746K
ARE icon
540
Alexandria Real Estate Equities
ARE
$9.19B
$16.8M 0.05%
154,402
+22,379
+17% +$2.44M
EBS icon
541
Emergent Biosolutions
EBS
$376M
$16.7M 0.05%
531,206
+12,037
+2% +$350K
DHC
542
Diversified Healthcare Trust
DHC
$2.16B
$16.5M 0.05%
724,695
+33,143
+5% +$733K
BPOP icon
543
Popular Inc
BPOP
$11.2B
$16.2M 0.05%
423,506
-30,614
-7% -$1.09M
THG icon
544
Hanover Insurance
THG
$8.1B
$16.1M 0.05%
213,768
-70,655
-25% -$5.61M
WTRG icon
545
Essential Utilities
WTRG
$11.3B
$16.1M 0.05%
528,159
+18,315
+4% +$594K
EPR icon
546
EPR Properties
EPR
$4.71B
$15.5M 0.05%
196,557
+3,830
+2% +$306K
AGO icon
547
Assured Guaranty
AGO
$3.72B
$15.4M 0.05%
555,683
+7,466
+1% +$201K
ARRS
548
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$15.4M 0.05%
544,152
-87,159
-14% -$2.33M
SAFM
549
DELISTED
Sanderson Farms Inc
SAFM
$15.4M 0.05%
160,017
-31,571
-16% -$2.89M
CWB icon
550
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.65B
$15.2M 0.05%
328,056
+26,107
+9% +$1.19M
20 21
22
23 24

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.