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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSA icon
526
Public Storage
PSA
$60.9B
$26.5M 0.06%
159,606
+12,408
+8% +$2.13M
SDRL
527
DELISTED
Seadrill Limited Common Stock
SDRL
$26.3M 0.06%
3,669
+1,920
+110% +$18.2M
BEN icon
528
Franklin Resources
BEN
$18.3B
$26.1M 0.06%
478,699
-37,343
-7% -$2.09M
CTXS
529
CALL
DELISTED
Citrix Systems Inc
CTXS
$26.1M 0.06%
+459,748
New +$25M
HSP
530
DELISTED
HOSPIRA INC
HSP
$26.1M 0.06%
500,929
+56,481
+13% +$3M
SIRO
531
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$26M 0.06%
339,598
-34,242
-9% -$2.75M
WBA
532
DELISTED
Walgreens Boots Alliance
WBA
$26M 0.06%
438,213
+22,013
+5% +$1.44M
MHK icon
533
Mohawk Industries
MHK
$8.11B
$25.9M 0.06%
192,291
-16,617
-8% -$2.28M
REN
534
DELISTED
Resolute Energy Corporaton
REN
$25.8M 0.06%
822,266
-10,836
-1% -$411K
XRAY icon
535
Dentsply Sirona
XRAY
$2.83B
$25.7M 0.06%
564,483
+104,021
+23% +$4.89M
ESS icon
536
Essex Property Trust
ESS
$18.4B
$25.7M 0.06%
143,526
+15,942
+12% +$3.01M
SNV
537
DELISTED
Synovus
SNV
$25.6M 0.06%
1,083,720
+28,189
+3% +$676K
LEG icon
538
Leggett & Platt
LEG
$1.37B
$25.5M 0.06%
731,598
+71,448
+11% +$2.45M
AVB icon
539
AvalonBay Communities
AVB
$27B
$25.4M 0.06%
180,323
+23,476
+15% +$3.48M
HLSS
540
DELISTED
HOME LN SERVICING SOLUTIONS LTD(CAYMAN ISLANDS)
HLSS
$25.4M 0.06%
1,198,651
-290,701
-20% -$6.42M
HST icon
541
Host Hotels & Resorts
HST
$17.2B
$25.3M 0.06%
1,188,302
+186,283
+19% +$4.15M
MRSH
542
Marsh
MRSH
$92B
$25.3M 0.06%
483,649
+43,740
+10% +$2.28M
SGI
543
Somnigroup International
SGI
$14B
$25.2M 0.06%
1,797,780
+97,888
+6% +$1.43M
KYN icon
544
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$25.1M 0.06%
614,457
+36,674
+6% +$1.45M
FEN
545
DELISTED
First Trust Energy Income and Growth Fund
FEN
$25.1M 0.06%
681,102
+93,093
+16% +$3.41M
THC icon
546
Tenet Healthcare
THC
$20.1B
$25M 0.06%
421,599
-42,781
-9% -$2.39M
AIV
547
Aimco
AIV
$387M
$24.9M 0.06%
5,885,605
+1,366,772
+30% +$6.09M
VMC icon
548
Vulcan Materials
VMC
$36.7B
$24.9M 0.06%
413,385
+51,734
+14% +$3.26M
ROST icon
549
Ross Stores
ROST
$81.1B
$24.9M 0.06%
658,388
-36,914
-5% -$1.28M
PLD icon
550
Prologis
PLD
$135B
$24.8M 0.06%
658,120
+96,774
+17% +$3.92M
20 21
22
23 24

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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.