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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COLD icon
501
Americold
COLD
$4.27B
$4.69M 0.04%
154,103
+32,249
+26% +$1.04M
PTEN icon
502
Patterson-UTI
PTEN
$3.76B
$4.68M 0.04%
337,862
+17,065
+5% +$250K
MVT
503
DELISTED
BlackRock MuniVest Fund II
MVT
$4.66M 0.04%
502,040
+46,930
+10% +$481K
FISV
504
Fiserv Inc
FISV
$27.9B
$4.66M 0.04%
41,251
+3,083
+8% +$380K
PMX
505
DELISTED
PIMCO Municipal Income Fund III
PMX
$4.65M 0.04%
718,957
-10,848
-1% -$81.2K
FCT
506
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$4.62M 0.04%
462,268
-5,002
-1% -$50.1K
HPE icon
507
Hewlett Packard
HPE
$70.5B
$4.61M 0.04%
265,406
+90,910
+52% +$1.56M
DT icon
508
Dynatrace
DT
$14.2B
$4.6M 0.04%
98,465
+27,093
+38% +$1.33M
UMBF icon
509
UMB Financial
UMBF
$11.1B
$4.6M 0.04%
74,130
-1,792
-2% -$116K
ESS icon
510
Essex Property Trust
ESS
$18.5B
$4.59M 0.04%
21,636
-1,589
-7% -$373K
SNOW icon
511
Snowflake
SNOW
$115B
$4.58M 0.04%
29,965
+10,604
+55% +$1.73M
PKE icon
512
Park Aerospace
PKE
$819M
$4.58M 0.04%
294,717
-396
-0.1% -$5.7K
DG icon
513
Dollar General
DG
$27.9B
$4.55M 0.04%
43,033
-4,669
-10% -$696K
ZBH icon
514
Zimmer Biomet
ZBH
$18.4B
$4.55M 0.04%
40,529
-9,836
-20% -$1.25M
LIVN icon
515
LivaNova
LIVN
$4.2B
$4.54M 0.04%
85,823
-102
-0.1% -$5.59K
ANET icon
516
Arista Networks
ANET
$238B
$4.53M 0.04%
98,600
-27,828
-22% -$1.24M
ENS icon
517
EnerSys
ENS
$6.99B
$4.53M 0.04%
47,825
-55
-0.1% -$5.64K
CUBE icon
518
CubeSmart
CUBE
$9.41B
$4.51M 0.04%
118,245
+18,806
+19% +$794K
VKI icon
519
Invesco Advantage Municipal Income Trust II
VKI
$401M
$4.51M 0.04%
608,219
+43,898
+8% +$359K
FFA
520
First Trust Enhanced Equity Income Fund
FFA
$467M
$4.5M 0.04%
260,737
+56,407
+28% +$1M
FFIV icon
521
F5
FFIV
$22.7B
$4.5M 0.04%
27,943
+8,732
+45% +$1.37M
MUC icon
522
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$4.5M 0.04%
470,520
-41,500
-8% -$434K
KR icon
523
Kroger
KR
$34.8B
$4.49M 0.04%
100,331
+731
+0.7% +$34.4K
GH icon
524
Guardant Health
GH
$22.6B
$4.46M 0.04%
150,329
+17,321
+13% +$609K
ACV
525
Virtus Diversified Income & Convertible Fund
ACV
$282M
$4.45M 0.04%
238,273
-18,398
-7% -$360K
19 20
21
22 23

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.