We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQT icon
501
EQT Corp
EQT
$32.3B
$5.35M 0.05%
167,667
+39,826
+31% +$1.28M
LIVN icon
502
LivaNova
LIVN
$4.2B
$5.35M 0.05%
122,766
+111,770
+1,016% +$5.66M
LEG icon
503
Leggett & Platt
LEG
$1.31B
$5.34M 0.05%
167,632
-41,542
-20% -$1.4M
ELS icon
504
Equity Lifestyle Properties
ELS
$12.6B
$5.33M 0.04%
79,417
-3,822
-5% -$259K
HUBB icon
505
Hubbell
HUBB
$27.2B
$5.32M 0.04%
21,856
-3,809
-15% -$911K
HBAN icon
506
Huntington Bancshares
HBAN
$35.5B
$5.29M 0.04%
472,695
+124,291
+36% +$1.73M
FIS icon
507
Fidelity National Information Services
FIS
$22.1B
$5.29M 0.04%
97,425
+14,357
+17% +$935K
AM icon
508
Antero Midstream
AM
$10.1B
$5.28M 0.04%
503,076
+5,455
+1% +$58K
EOT
509
Eaton Vance National Municipal Opportunities Trust
EOT
$274M
$5.27M 0.04%
298,061
+81,071
+37% +$1.42M
DSM
510
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$5.24M 0.04%
872,249
+42,132
+5% +$247K
STIP icon
511
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$5.23M 0.04%
52,729
+15,363
+41% +$1.5M
ESS icon
512
Essex Property Trust
ESS
$18.5B
$5.2M 0.04%
24,849
-327
-1% -$72.1K
MRO
513
DELISTED
Marathon Oil Corporation
MRO
$5.19M 0.04%
216,792
+6,278
+3% +$160K
BNY
514
DELISTED
BlackRock New York Municipal Income Trust
BNY
$5.17M 0.04%
497,075
+73,563
+17% +$778K
F icon
515
Ford
F
$55.7B
$5.17M 0.04%
410,239
-57,082
-12% -$715K
POWI icon
516
Power Integrations
POWI
$3.61B
$5.17M 0.04%
61,054
+5,042
+9% +$419K
FCT
517
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$5.11M 0.04%
513,543
-83,865
-14% -$824K
MCK icon
518
McKesson
MCK
$101B
$5.09M 0.04%
14,292
-4,469
-24% -$1.61M
ARDC
519
Are Dynamic Credit Allocation Fund
ARDC
$298M
$5.08M 0.04%
424,492
-427,839
-50% -$5.26M
COHR icon
520
Coherent
COHR
$74.2B
$5.08M 0.04%
133,300
+62,192
+87% +$2.53M
DOV icon
521
Dover
DOV
$28.4B
$5.05M 0.04%
33,262
+13,026
+64% +$1.91M
AGI icon
522
Alamos Gold
AGI
$13.9B
$5.05M 0.04%
413,222
+97,984
+31% +$1.06M
VRSN icon
523
VeriSign
VRSN
$26.6B
$5.05M 0.04%
23,887
+7,277
+44% +$1.5M
PMF
524
DELISTED
PIMCO Municipal Income Fund
PMF
$5.02M 0.04%
504,291
-15,465
-3% -$158K
SBRA icon
525
Sabra Healthcare REIT
SBRA
$5.37B
$5M 0.04%
435,112
+65,767
+18% +$814K
19 20
21
22 23

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.