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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
501
Moody's
MCO
$82.7B
$5.34M 0.05%
19,174
-8,635
-31% -$2.36M
ESS icon
502
Essex Property Trust
ESS
$18.5B
$5.34M 0.05%
25,176
-591
-2% -$129K
CAG icon
503
Conagra Brands
CAG
$7.23B
$5.33M 0.05%
137,711
-64,203
-32% -$2.33M
HIO
504
Western Asset High Income Opportunity Fund
HIO
$340M
$5.32M 0.05%
1,347,390
-532,082
-28% -$2.05M
FHN icon
505
First Horizon
FHN
$12.1B
$5.31M 0.05%
216,897
-36,742
-14% -$890K
JRO
506
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.3M 0.05%
678,323
-120,099
-15% -$968K
MHD icon
507
BlackRock MuniHoldings Fund
MHD
$606M
$5.29M 0.05%
435,833
-30,384
-7% -$349K
EOG icon
508
EOG Resources
EOG
$70.7B
$5.27M 0.05%
40,727
+4,992
+14% +$664K
PGTI
509
DELISTED
PGT, Inc.
PGTI
$5.26M 0.05%
293,060
+17,567
+6% +$358K
APLE icon
510
Apple Hospitality REIT
APLE
$3.82B
$5.26M 0.05%
333,470
-4,484
-1% -$72.3K
UGI icon
511
UGI
UGI
$7.33B
$5.24M 0.05%
141,476
-12,785
-8% -$462K
NUV icon
512
Nuveen Municipal Value Fund
NUV
$1.91B
$5.21M 0.05%
605,523
+232,997
+63% +$1.99M
AIMC
513
DELISTED
Altra Industrial Motion Corp
AIMC
$5.19M 0.05%
86,923
-44,595
-34% -$2.34M
PTEN icon
514
Patterson-UTI
PTEN
$3.76B
$5.19M 0.05%
308,009
-81,085
-21% -$1.34M
HPE icon
515
Hewlett Packard
HPE
$70.5B
$5.16M 0.05%
323,194
-57,935
-15% -$854K
SLAB icon
516
Silicon Laboratories
SLAB
$7.23B
$5.16M 0.05%
37,997
-1,806
-5% -$237K
CPRT icon
517
Copart
CPRT
$27.5B
$5.14M 0.05%
168,874
-20,082
-11% -$601K
SNV
518
DELISTED
Synovus
SNV
$5.14M 0.05%
136,755
-14,401
-10% -$572K
RVT icon
519
Royce Value Trust
RVT
$2.3B
$5.07M 0.04%
382,165
+15,470
+4% +$213K
SJI
520
DELISTED
South Jersey Industries, Inc.
SJI
$5.06M 0.04%
142,297
-29,011
-17% -$1M
NBIX icon
521
Neurocrine Biosciences
NBIX
$16.6B
$5.03M 0.04%
42,146
-1,351
-3% -$158K
ETJ
522
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$5.03M 0.04%
670,418
-159,926
-19% -$1.31M
COR icon
523
Cencora
COR
$61.2B
$5.02M 0.04%
30,311
+5,673
+23% +$896K
ALGN icon
524
Align Technology
ALGN
$12.3B
$5.01M 0.04%
23,770
-3,567
-13% -$714K
ESI icon
525
Element Solutions
ESI
$9.23B
$5.01M 0.04%
275,367
-196,559
-42% -$3.54M
19 20
21
22 23

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.