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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFX icon
501
Equifax
EFX
$21.4B
$8.17M 0.04%
27,894
+15,169
+119% +$4.22M
ASH icon
502
Ashland
ASH
$3.5B
$8.15M 0.04%
75,736
-139
-0.2% -$14K
NTES icon
503
NetEase
NTES
$84.7B
$8.14M 0.04%
79,995
-3,276
-4% -$333K
B
504
Barrick Mining
B
$73.2B
$8.08M 0.04%
425,317
-177,317
-29% -$3.37M
ETJ
505
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$7.95M 0.04%
743,550
+102,703
+16% +$1.13M
LVS icon
506
Las Vegas Sands
LVS
$29.6B
$7.94M 0.04%
211,056
+24,509
+13% +$942K
ZTS icon
507
Zoetis
ZTS
$30B
$7.93M 0.04%
32,484
+3,449
+12% +$755K
TGNA
508
DELISTED
TEGNA Inc
TGNA
$7.91M 0.04%
426,348
-51,013
-11% -$1.02M
UTHR icon
509
United Therapeutics
UTHR
$23.1B
$7.89M 0.04%
36,495
+287
+0.8% +$56.3K
ALB icon
510
Albemarle
ALB
$15.5B
$7.88M 0.04%
33,690
-4,803
-12% -$1.19M
EPAM icon
511
EPAM Systems
EPAM
$5.03B
$7.87M 0.04%
11,774
+10,287
+692% +$6.62M
IRDM icon
512
Iridium Communications
IRDM
$5.29B
$7.87M 0.04%
190,515
+43,412
+30% +$1.75M
FFA
513
First Trust Enhanced Equity Income Fund
FFA
$467M
$7.86M 0.04%
369,155
-86,712
-19% -$1.82M
BAB icon
514
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$7.84M 0.04%
237,810
+49,054
+26% +$1.62M
VTRS icon
515
Viatris
VTRS
$18.9B
$7.82M 0.04%
577,616
+74,830
+15% +$999K
PFG icon
516
Principal Financial Group
PFG
$24.3B
$7.81M 0.04%
107,969
-9,789
-8% -$683K
EVR icon
517
Evercore
EVR
$11.8B
$7.71M 0.04%
56,721
+13,295
+31% +$1.94M
KSS icon
518
Kohl's
KSS
$2.19B
$7.7M 0.04%
155,827
-96,919
-38% -$4.95M
TIP icon
519
iShares TIPS Bond ETF
TIP
$14.5B
$7.69M 0.04%
59,514
-15,555
-21% -$2.01M
DSU icon
520
BlackRock Debt Strategies Fund
DSU
$597M
$7.67M 0.04%
655,732
+192,605
+42% +$2.25M
OGE icon
521
OGE Energy
OGE
$9.71B
$7.59M 0.04%
197,743
+14,876
+8% +$521K
CMA
522
DELISTED
Comerica
CMA
$7.52M 0.04%
86,470
+20,169
+30% +$1.73M
HPQ icon
523
HP
HPQ
$27.5B
$7.52M 0.04%
199,667
-100,126
-33% -$3.27M
ENOV icon
524
Enovis
ENOV
$1.53B
$7.42M 0.04%
93,847
-4,380
-4% -$366K
GNRC icon
525
Generac Holdings
GNRC
$12.5B
$7.4M 0.04%
21,030
+6,729
+47% +$2.79M
19 20
21
22 23

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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.