GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
-0.72%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$16.5B
AUM Growth
-$325M
Cap. Flow
-$77M
Cap. Flow %
-0.47%
Top 10 Hldgs %
17.55%
Holding
2,285
New
114
Increased
796
Reduced
1,160
Closed
171

Top Buys

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$49.6M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.6M
3
AFTR.U
AfterNext HealthTech Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
AFTR.U
+$37.1M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$30.1M

Top Sells

1
ALXN
Alexion Pharmaceuticals Inc
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$37.8M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
SPDR Bloomberg High Yield Bond ETF
JNK
+$19.3M

Sector Composition

1 Technology 19.4%
2 Financials 13.91%
3 Healthcare 9.78%
4 Consumer Discretionary 8.87%
5 Communication Services 6.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CENTA icon
501
Central Garden & Pet Class A
CENTA
$2.12B
$7.37M 0.04%
214,370
– –
CRSP icon
502
CRISPR Therapeutics
CRSP
$4.74B
$7.32M 0.04%
65,373
+33,651
+106% +$3.77M
USFD icon
503
US Foods
USFD
$17.2B
$7.31M 0.04%
210,924
-35,152
-14% -$1.22M
IRM icon
504
Iron Mountain
IRM
$27.6B
$7.29M 0.04%
167,684
-42,576
-20% -$1.85M
EBS icon
505
Emergent Biosolutions
EBS
$429M
$7.25M 0.04%
144,741
-7,201
-5% -$361K
BNY icon
506
BlackRock New York Municipal Income Trust
BNY
$239M
$7.22M 0.04%
470,557
+24,581
+6% +$377K
AMP icon
507
Ameriprise Financial
AMP
$46.8B
$7.19M 0.04%
27,232
+542
+2% +$143K
ELS icon
508
Equity Lifestyle Properties
ELS
$12B
$7.18M 0.04%
91,965
+5,618
+7% +$439K
HRL icon
509
Hormel Foods
HRL
$14B
$7.18M 0.04%
175,143
-5,740
-3% -$235K
SCHZ icon
510
Schwab US Aggregate Bond ETF
SCHZ
$8.99B
$7.18M 0.04%
264,496
– –
AIMC
511
DELISTED
Altra Industrial Motion Corp.
AIMC
$7.17M 0.04%
129,529
-153
-0.1% -$8.47K
SF icon
512
Stifel
SF
$11.5B
$7.17M 0.04%
105,465
-7,815
-7% -$531K
EXEL icon
513
Exelixis
EXEL
$10.2B
$7.12M 0.04%
336,860
+21,079
+7% +$446K
NTES icon
514
NetEase
NTES
$91.3B
$7.11M 0.04%
83,271
+3,685
+5% +$315K
ZBH icon
515
Zimmer Biomet
ZBH
$20.6B
$7.11M 0.04%
50,049
+596
+1% +$84.7K
SCHW icon
516
Charles Schwab
SCHW
$170B
$7.09M 0.04%
97,319
+481
+0.5% +$35K
JAZZ icon
517
Jazz Pharmaceuticals
JAZZ
$7.79B
$6.99M 0.04%
53,689
-4,137
-7% -$539K
ENR icon
518
Energizer
ENR
$1.94B
$6.96M 0.04%
178,346
-1,821
-1% -$71.1K
BFZ icon
519
BlackRock CA Municipal Income Trust
BFZ
$322M
$6.96M 0.04%
471,490
+34,510
+8% +$509K
POOL icon
520
Pool Corp
POOL
$12B
$6.95M 0.04%
15,986
-19
-0.1% -$8.25K
CIEN icon
521
Ciena
CIEN
$17B
$6.9M 0.04%
134,274
+889
+0.7% +$45.7K
EFR
522
Eaton Vance Senior Floating-Rate Fund
EFR
$344M
$6.89M 0.04%
471,342
+49,913
+12% +$729K
SI
523
DELISTED
Silvergate Capital Corporation
SI
$6.87M 0.04%
59,449
+55,759
+1,511% +$6.44M
ETJ
524
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$611M
$6.85M 0.04%
640,847
+36,241
+6% +$387K
JFR icon
525
Nuveen Floating Rate Income Fund
JFR
$1.13B
$6.83M 0.04%
678,359
+26,401
+4% +$266K
19 20
21
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