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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MYC
501
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$7.4M 0.04%
486,853
+12,992
+3% +$201K
FNV icon
502
Franco-Nevada
FNV
$46B
$7.38M 0.04%
56,788
-4,129
-7% -$605K
CENTA icon
503
Central Garden & Pet Co Class A
CENTA
$2.44B
$7.37M 0.04%
214,370
– –
CRSP icon
504
CRISPR Therapeutics
CRSP
$5.17B
$7.32M 0.04%
65,373
+33,651
+106% +$4.23M
USFD icon
505
US Foods
USFD
$24B
$7.31M 0.04%
210,924
-35,152
-14% -$1.21M
IRM icon
506
Iron Mountain
IRM
$36.1B
$7.29M 0.04%
167,684
-42,576
-20% -$1.92M
EBS icon
507
Emergent Biosolutions
EBS
$248M
$7.25M 0.04%
144,741
-7,201
-5% -$436K
BNY
508
DELISTED
BlackRock New York Municipal Income Trust
BNY
$7.22M 0.04%
470,557
+24,581
+6% +$376K
AMP icon
509
Ameriprise Financial
AMP
$48.8B
$7.19M 0.04%
27,232
+542
+2% +$142K
ELS icon
510
Equity Lifestyle Properties
ELS
$12.6B
$7.18M 0.04%
91,965
+5,618
+7% +$460K
HRL icon
511
Hormel Foods
HRL
$13.8B
$7.18M 0.04%
175,143
-5,740
-3% -$259K
SCHZ icon
512
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$7.18M 0.04%
264,496
– –
AIMC
513
DELISTED
Altra Industrial Motion Corp
AIMC
$7.17M 0.04%
129,529
-153
-0.1% -$9.13K
SF
514
Stifel
SF
$12.6B
$7.17M 0.04%
158,198
-11,722
-7% -$523K
EXEL icon
515
Exelixis
EXEL
$13.4B
$7.12M 0.04%
336,860
+21,079
+7% +$391K
NTES icon
516
NetEase
NTES
$84.7B
$7.11M 0.04%
83,271
+3,685
+5% +$348K
ZBH icon
517
Zimmer Biomet
ZBH
$18.4B
$7.11M 0.04%
50,049
+596
+1% +$87.7K
SCHW
518
Charles Schwab
SCHW
$187B
$7.09M 0.04%
97,319
+481
+0.5% +$34.4K
JAZZ icon
519
Jazz Pharmaceuticals
JAZZ
$16.7B
$6.99M 0.04%
53,689
-4,137
-7% -$625K
ENR icon
520
Energizer
ENR
$1.55B
$6.96M 0.04%
178,346
-1,821
-1% -$73.3K
BFZ
521
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$6.96M 0.04%
471,490
+34,510
+8% +$516K
POOL icon
522
Pool Corp
POOL
$7.5B
$6.95M 0.04%
15,986
-19
-0.1% -$9.01K
CIEN icon
523
Ciena
CIEN
$58.4B
$6.89M 0.04%
134,274
+889
+0.7% +$49.4K
EFR
524
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$6.89M 0.04%
471,342
+49,913
+12% +$711K
SI
525
DELISTED
Silvergate Capital Corporation
SI
$6.87M 0.04%
59,449
+55,759
+1,511% +$5.97M
19 20
21
22 23

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.