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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APH icon
501
Amphenol
APH
$209B
$6.82M 0.04%
206,728
-20,264
-9% -$658K
ENS icon
502
EnerSys
ENS
$6.99B
$6.81M 0.04%
74,989
-22
-0% -$2.01K
PSN icon
503
Parsons
PSN
$5.08B
$6.8M 0.04%
168,171
+152,306
+960% +$5.76M
PNC icon
504
PNC Financial Services
PNC
$101B
$6.8M 0.04%
38,746
+6,948
+22% +$1.15M
ETJ
505
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$6.79M 0.04%
630,246
+67,790
+12% +$718K
GRMN
506
Garmin
GRMN
$60B
$6.76M 0.04%
51,270
+18,951
+59% +$2.36M
OHI icon
507
Omega Healthcare
OHI
$14.7B
$6.76M 0.04%
184,533
+5,084
+3% +$187K
OKTA icon
508
Okta
OKTA
$25.8B
$6.75M 0.04%
30,612
-245
-0.8% -$61.6K
NDAQ icon
509
Nasdaq
NDAQ
$52.9B
$6.74M 0.04%
137,019
+1,968
+1% +$93.4K
MYD
510
DELISTED
BlackRock MuniYield Fund
MYD
$6.73M 0.04%
468,937
+27,907
+6% +$400K
IQI icon
511
Invesco Quality Municipal Securities
IQI
$534M
$6.72M 0.04%
517,761
-2,822
-0.5% -$36.4K
VCV icon
512
Invesco California Value Municipal Income Trust
VCV
$522M
$6.7M 0.04%
523,775
+3,270
+0.6% +$42.3K
BOE icon
513
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$6.7M 0.04%
582,903
+67,647
+13% +$750K
AXP icon
514
American Express
AXP
$230B
$6.65M 0.04%
47,012
-4,756
-9% -$628K
APLE icon
515
Apple Hospitality REIT
APLE
$3.82B
$6.56M 0.04%
449,977
-31,368
-7% -$436K
FRT icon
516
Federal Realty Investment Trust
FRT
$10.3B
$6.54M 0.04%
64,425
+3,611
+6% +$348K
WHR icon
517
Whirlpool
WHR
$2.82B
$6.52M 0.04%
29,602
+3,445
+13% +$684K
MKC icon
518
McCormick & Company Non-Voting
MKC
$14.2B
$6.5M 0.04%
72,948
-54,876
-43% -$4.88M
UTHR icon
519
United Therapeutics
UTHR
$23.1B
$6.49M 0.04%
38,793
+478
+1% +$79.7K
SAIC icon
520
Saic
SAIC
$5.35B
$6.49M 0.04%
77,591
+9,661
+14% +$906K
HGV icon
521
Hilton Grand Vacations
HGV
$3.55B
$6.48M 0.04%
+172,960
New +$6.22M
CMG icon
522
Chipotle Mexican Grill
CMG
$41.5B
$6.46M 0.04%
227,300
-4,700
-2% -$136K
EXEL icon
523
Exelixis
EXEL
$13.4B
$6.45M 0.04%
285,705
+2,065
+0.7% +$46.6K
ITGR icon
524
Integer Holdings
ITGR
$4.26B
$6.45M 0.04%
70,028
+484
+0.7% +$40.9K
FITB
525
Fifth Third Bancorp
FITB
$51.8B
$6.44M 0.04%
172,070
+20,325
+13% +$689K
19 20
21
22 23

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.