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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVRG icon
501
Evergy
EVRG
$19.2B
$6.09M 0.04%
109,756
-4,618
-4% -$253K
RPM icon
502
RPM International
RPM
$15B
$6.02M 0.04%
66,349
+4,196
+7% +$370K
CIEN icon
503
Ciena
CIEN
$58.4B
$6.02M 0.04%
113,922
-53,717
-32% -$2.39M
BXMX
504
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$6.02M 0.04%
467,122
+143,510
+44% +$1.72M
WRK
505
DELISTED
WestRock Company
WRK
$5.98M 0.04%
137,481
-23,946
-15% -$988K
PMX
506
DELISTED
PIMCO Municipal Income Fund III
PMX
$5.98M 0.04%
502,912
+82,263
+20% +$956K
NDAQ icon
507
Nasdaq
NDAQ
$52.9B
$5.97M 0.04%
135,051
-8,868
-6% -$375K
POOL icon
508
Pool Corp
POOL
$7.5B
$5.97M 0.04%
16,028
+4,285
+36% +$1.49M
CMI icon
509
Cummins
CMI
$88.7B
$5.97M 0.04%
26,285
-3,245
-11% -$729K
CABO icon
510
Cable One
CABO
$212M
$5.96M 0.04%
2,676
-304
-10% -$601K
EOI
511
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$5.91M 0.04%
365,207
-52,108
-12% -$796K
SF
512
Stifel
SF
$12.6B
$5.9M 0.04%
175,427
+354
+0.2% +$10.5K
BFZ
513
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$5.89M 0.04%
414,065
-25,993
-6% -$352K
OTEX icon
514
Open Text
OTEX
$6.04B
$5.86M 0.04%
128,788
+13,439
+12% +$574K
CPB icon
515
Campbell Soup
CPB
$6.87B
$5.85M 0.04%
121,049
-12,050
-9% -$582K
ETJ
516
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$5.83M 0.04%
562,456
-37,688
-6% -$378K
ECL icon
517
Ecolab
ECL
$79.9B
$5.83M 0.04%
26,957
-7,061
-21% -$1.48M
EMN icon
518
Eastman Chemical
EMN
$8.42B
$5.82M 0.04%
57,998
-4,494
-7% -$417K
UTHR icon
519
United Therapeutics
UTHR
$23.1B
$5.82M 0.04%
38,315
-1,771
-4% -$232K
SAM icon
520
Boston Beer
SAM
$1.92B
$5.81M 0.04%
5,845
+1,144
+24% +$1.1M
WTRG icon
521
Essential Utilities
WTRG
$11.4B
$5.8M 0.04%
122,559
-11,389
-9% -$506K
WYNN icon
522
Wynn Resorts
WYNN
$10.6B
$5.78M 0.04%
51,249
-13,012
-20% -$1.2M
CDE icon
523
Coeur Mining
CDE
$17.9B
$5.76M 0.04%
556,679
+8,262
+2% +$67.8K
BKN
524
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$5.76M 0.04%
335,277
+43,756
+15% +$728K
GNTX icon
525
Gentex
GNTX
$5.07B
$5.75M 0.04%
169,465
+4,087
+2% +$126K
19 20
21
22 23

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AAMU
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WANY
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.