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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$13.3B
AUM Growth
+$802M
Cap. Flow
-$35.2M
Cap. Flow %
-0.26%
Top 10 Hldgs %
12.63%
Holding
2,246
New
164
Increased
893
Reduced
982
Closed
190

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$251M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$91.6M
3
TFC icon
Truist Financial
TFC
+$10.3M
4
EXC icon
Exelon
EXC
+$9.3M
5
FCX icon
Freeport-McMoran
FCX
+$7.78M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$90.9M
2
AAPL icon
Apple
AAPL
+$35.8M
3
CELG
Celgene Corp
CELG
+$33.4M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$32.5M
5
MSFT icon
Microsoft
MSFT
+$32.3M

Sector Composition

Rank Sector Weight
1 Technology 15.39%
2 Financials 10.11%
3 Healthcare 10%
4 Consumer Discretionary 8.02%
5 Industrials 7.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGLD icon
501
Royal Gold
RGLD
$18.3B
$6.34M 0.05%
51,859
+12,726
+33% +$1.51M
HIG icon
502
Hartford Financial Services
HIG
$39.4B
$6.32M 0.05%
104,011
-15,629
-13% -$938K
MUC icon
503
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$6.32M 0.05%
451,548
+8,445
+2% +$118K
KMT icon
504
Kennametal
KMT
$2.6B
$6.28M 0.05%
170,245
+107,052
+169% +$3.58M
BOKF icon
505
BOK Financial
BOKF
$8.78B
$6.27M 0.05%
71,743
+21,132
+42% +$1.72M
BR icon
506
Broadridge
BR
$18.9B
$6.27M 0.05%
50,749
+10,043
+25% +$1.23M
WTRG icon
507
Essential Utilities
WTRG
$11.2B
$6.26M 0.05%
133,468
+56,644
+74% +$2.55M
BFZ
508
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$6.26M 0.05%
461,612
-6,734
-1% -$91.1K
DD icon
509
DuPont de Nemours
DD
$19.9B
$6.26M 0.05%
77,636
+8,214
+12% +$682K
PB icon
510
Prosperity Bancshares
PB
$8.94B
$6.25M 0.05%
86,932
+21,597
+33% +$1.53M
HP icon
511
Helmerich & Payne
HP
$3.33B
$6.23M 0.05%
137,177
+14,657
+12% +$588K
TRGP icon
512
Targa Resources
TRGP
$55.8B
$6.23M 0.05%
152,588
-19,232
-11% -$746K
AFG icon
513
American Financial Group
AFG
$12.2B
$6.22M 0.05%
56,701
+29,498
+108% +$3.16M
MELI icon
514
Mercado Libre
MELI
$97.5B
$6.21M 0.05%
10,858
-297
-3% -$164K
NCZ
515
Virtus Convertible & Income Fund II
NCZ
$300M
$6.18M 0.05%
301,984
+29,883
+11% +$599K
EMN icon
516
Eastman Chemical
EMN
$8.39B
$6.18M 0.05%
77,953
-2,230
-3% -$171K
MYD
517
DELISTED
BlackRock MuniYield Fund
MYD
$6.18M 0.05%
416,798
+41,690
+11% +$609K
NI icon
518
NiSource
NI
$20.6B
$6.17M 0.05%
221,625
+28,648
+15% +$785K
ESS icon
519
Essex Property Trust
ESS
$18.5B
$6.16M 0.05%
20,472
-6,641
-24% -$2.1M
GPN icon
520
Global Payments
GPN
$23.9B
$6.14M 0.05%
33,660
-30,601
-48% -$5.25M
USA icon
521
Liberty All-Star Equity Fund
USA
$1.84B
$6.13M 0.05%
905,010
+25,360
+3% +$166K
BKN
522
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$6.11M 0.05%
392,282
+69,631
+22% +$1.08M
MEN
523
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$6.1M 0.05%
546,828
+35,352
+7% +$396K
INXN
524
DELISTED
Interxion Holding N.V.
INXN
$6.09M 0.05%
72,652
-46,613
-39% -$3.89M
KEYS icon
525
Keysight
KEYS
$57.4B
$6.09M 0.05%
59,302
-49,140
-45% -$5.03M
19 20
21
22 23

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2019 Portfolio in Review

As of Q4 2019, Guggenheim Capital held 2,246 positions worth $13.3B, up 6.4% from $12.5B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital's Q4 2019 filing shows 164 new, 893 increased, 982 reduced and 190 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $90.9M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2019 buy was iShares Core S&P 500 ETF: 296,002 shares worth $95.7M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $251M increase.
  • Guggenheim Capital's biggest Q4 2019 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $90.9M.
  • Guggenheim Capital fully exited Celgene Corp in Q4 2019, selling an estimated $33.4M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $13.3B portfolio in Q4 2019.
  • Guggenheim Capital opened 164 new positions and closed 190 in Q4 2019.
  • Guggenheim Capital's portfolio value rose 6.4% quarter-over-quarter to $13.3B.

Based on Guggenheim Capital's 13F filing for Q4 2019, filed 14 Feb 2020.