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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
501
Yum! Brands
YUM
$41.6B
$6.1M 0.05%
53,808
+526
+1% +$60.1K
DK icon
502
Delek US
DK
$3.66B
$6.06M 0.05%
166,824
+2,974
+2% +$109K
EFT
503
Eaton Vance Floating-Rate Income Trust
EFT
$287M
$6.05M 0.05%
457,510
-23,621
-5% -$314K
HPP
504
Hudson Pacific Properties
HPP
$812M
$6.04M 0.05%
25,785
+1,896
+8% +$452K
KEM
505
DELISTED
KEMET Corporation
KEM
$6.04M 0.05%
331,967
+279,242
+530% +$5.27M
NDAQ icon
506
Nasdaq
NDAQ
$52.9B
$6.03M 0.05%
182,124
+26,808
+17% +$891K
TBBK icon
507
The Bancorp
TBBK
$2.99B
$6M 0.05%
+606,310
New +$5.76M
JRO
508
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$5.99M 0.05%
627,961
+45,240
+8% +$435K
FRA icon
509
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$5.97M 0.05%
473,491
+8,899
+2% +$113K
APTV icon
510
Aptiv
APTV
$9.76B
$5.97M 0.05%
68,319
-2,643
-4% -$221K
ETO
511
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$516M
$5.94M 0.05%
234,559
+1,652
+0.7% +$41.4K
BYM
512
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$5.94M 0.05%
419,720
+79,575
+23% +$1.12M
AUB icon
513
Atlantic Union Bankshares
AUB
$6.11B
$5.94M 0.05%
159,363
-14,682
-8% -$537K
EMN icon
514
Eastman Chemical
EMN
$8.39B
$5.92M 0.05%
80,183
+1,676
+2% +$120K
BXP icon
515
Boston Properties
BXP
$11.2B
$5.88M 0.05%
45,361
-750
-2% -$97.4K
CPAY icon
516
Corpay
CPAY
$25.8B
$5.87M 0.05%
20,457
+10,299
+101% +$2.99M
FAST icon
517
Fastenal
FAST
$57.4B
$5.86M 0.05%
358,516
-18,824
-5% -$293K
DEI icon
518
Douglas Emmett
DEI
$1.98B
$5.83M 0.05%
136,225
+28,611
+27% +$1.18M
DXCM icon
519
DexCom
DXCM
$31.2B
$5.83M 0.05%
156,324
-69,236
-31% -$2.69M
RWT
520
Redwood Trust
RWT
$574M
$5.83M 0.05%
355,344
-4,167
-1% -$69.7K
CSGS
521
DELISTED
CSG Systems International
CSGS
$5.81M 0.05%
112,364
-919
-0.8% -$47.1K
MEN
522
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$5.8M 0.05%
511,476
+125,544
+33% +$1.42M
FRC
523
DELISTED
First Republic Bank
FRC
$5.8M 0.05%
59,958
+7,882
+15% +$747K
LEN icon
524
Lennar Class A
LEN
$21.2B
$5.79M 0.05%
107,177
-70,122
-40% -$3.42M
VCV icon
525
Invesco California Value Municipal Income Trust
VCV
$520M
$5.78M 0.05%
451,016
+10,967
+2% +$143K
19 20
21
22 23

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AAMU
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WANY
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.