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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HRB icon
501
H&R Block
HRB
$5.61B
$32.9M 0.08%
1,253,261
-6,050
-0.5% -$157K
KIM icon
502
Kimco Realty
KIM
$17.2B
$32.8M 0.08%
1,807,353
-219,277
-11% -$4.1M
SLG icon
503
SL Green Realty
SLG
$3.81B
$32.8M 0.08%
335,420
+10,929
+3% +$1.06M
GRMN
504
Garmin
GRMN
$57.4B
$32.7M 0.08%
548,404
-295,897
-35% -$17.4M
AZO icon
505
AutoZone
AZO
$49.1B
$32.6M 0.08%
45,764
-8,417
-16% -$5.38M
UDR icon
506
UDR
UDR
$12.3B
$32.5M 0.08%
843,395
-539,570
-39% -$21M
MAC icon
507
Macerich
MAC
$7.22B
$32.4M 0.08%
492,554
-43,658
-8% -$2.67M
TRIP icon
508
TripAdvisor
TRIP
$1.65B
$32.2M 0.08%
933,971
+282,857
+43% +$10.2M
IEX icon
509
IDEX
IEX
$17.3B
$32M 0.08%
242,287
-2,081
-0.9% -$268K
SEDG icon
510
SolarEdge
SEDG
$2.54B
$30.2M 0.07%
803,692
-11,499
-1% -$396K
CMG icon
511
Chipotle Mexican Grill
CMG
$49.4B
$29.3M 0.07%
5,070,000
+263,950
+5% +$1.57M
WTRG icon
512
Essential Utilities
WTRG
$11.4B
$27.4M 0.07%
699,469
+5,515
+0.8% +$201K
GBAB
513
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$26.8M 0.06%
1,177,888
– –
OGE icon
514
OGE Energy
OGE
$9.76B
$26.7M 0.06%
812,126
+25,148
+3% +$888K
IPGP icon
515
IPG Photonics
IPGP
$3.6B
$26.2M 0.06%
122,586
+22,003
+22% +$4.67M
NFJ
516
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$26M 0.06%
1,990,878
+91,649
+5% +$1.22M
WTFC icon
517
Wintrust Financial
WTFC
$10.8B
$25.7M 0.06%
311,891
-475
-0.2% -$38.2K
CSL icon
518
Carlisle Companies
CSL
$15B
$25.4M 0.06%
223,589
-129,448
-37% -$14.1M
DISCK
519
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$24.7M 0.06%
1,164,955
+7,168
+0.6% +$132K
CWB icon
520
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.58B
$24.4M 0.06%
482,766
+44,916
+10% +$2.31M
ABMD
521
DELISTED
Abiomed Inc
ABMD
$23.8M 0.06%
126,777
-48,521
-28% -$9.06M
CXT icon
522
Crane NXT
CXT
$2.97B
$22.7M 0.05%
732,953
-159,416
-18% -$4.66M
BIVV
523
DELISTED
Bioverativ Inc. Common Stock
BIVV
$21.7M 0.05%
403,032
+31,964
+9% +$1.75M
JBL icon
524
Jabil
JBL
$32.3B
$21.4M 0.05%
814,294
+330,493
+68% +$9.36M
TAN icon
525
Invesco Solar ETF
TAN
$1.43B
$20.5M 0.05%
817,244
+3,487
+0.4% +$83.3K
19 20
21
22 23

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.