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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGM icon
501
MGM Resorts International
MGM
$11.7B
$30.8M 0.07%
944,177
+850,073
+903% +$27.3M
TFCFA
502
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$30.7M 0.07%
1,165,407
-135,568
-10% -$3.73M
DOC icon
503
Healthpeak Properties
DOC
$15.2B
$30.7M 0.07%
1,103,422
-91,122
-8% -$2.74M
RCL icon
504
Royal Caribbean
RCL
$86.1B
$30.5M 0.07%
257,551
-24,183
-9% -$2.83M
RL icon
505
Ralph Lauren
RL
$23B
$30.2M 0.07%
341,747
-113,486
-25% -$9.35M
HBI
506
DELISTED
Hanesbrands
HBI
$29.9M 0.07%
1,213,662
-302,223
-20% -$7.25M
JNK icon
507
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$29.7M 0.07%
265,510
+31,665
+14% +$3.53M
TIF
508
DELISTED
Tiffany & Co.
TIF
$29.7M 0.07%
323,649
+1,665
+0.5% +$152K
IEX icon
509
IDEX
IEX
$17.3B
$29.7M 0.07%
244,368
+16,848
+7% +$1.97M
CMG icon
510
Chipotle Mexican Grill
CMG
$49.4B
$29.6M 0.07%
4,806,050
+1,550,950
+48% +$10.4M
ABMD
511
DELISTED
Abiomed Inc
ABMD
$29.6M 0.07%
175,298
+7,431
+4% +$1.12M
MAC icon
512
Macerich
MAC
$7.22B
$29.5M 0.07%
536,212
+25,143
+5% +$1.41M
NWL icon
513
Newell Brands
NWL
$2.18B
$29.2M 0.07%
684,753
+93,202
+16% +$4.56M
SBAC icon
514
SBA Communications
SBAC
$19.3B
$28.7M 0.07%
199,070
+188,667
+1,814% +$26.9M
OGE icon
515
OGE Energy
OGE
$9.76B
$28.4M 0.07%
786,978
-37,900
-5% -$1.35M
INFO
516
DELISTED
IHS Markit Ltd. Common Shares
INFO
$28.3M 0.07%
642,288
-118,486
-16% -$5.46M
GBAB
517
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$26.9M 0.06%
1,177,888
– –
TRIP icon
518
TripAdvisor
TRIP
$1.65B
$26.4M 0.06%
651,114
-134,615
-17% -$5.47M
NFJ
519
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$25.4M 0.06%
1,899,229
+240,783
+15% +$3.18M
OLN icon
520
Olin
OLN
$2.53B
$25.3M 0.06%
739,769
-87
-0% -$2.71K
CXT icon
521
Crane NXT
CXT
$2.97B
$24.8M 0.06%
892,369
+151,027
+20% +$4.05M
WTFC icon
522
Wintrust Financial
WTFC
$10.8B
$24.5M 0.06%
312,366
-16,213
-5% -$1.2M
DISCK
523
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$23.5M 0.06%
1,157,787
+119,983
+12% +$2.69M
SEDG icon
524
SolarEdge
SEDG
$2.54B
$23.3M 0.05%
815,191
+138,744
+21% +$3.5M
WCG
525
DELISTED
Wellcare Health Plans, Inc.
WCG
$23.1M 0.05%
134,764
+24,760
+23% +$4.34M
19 20
21
22 23

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.