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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
501
Royal Caribbean
RCL
$86.7B
$26.2M 0.07%
319,001
-11,923
-4% -$938K
IRM icon
502
Iron Mountain
IRM
$36.9B
$25.6M 0.07%
789,284
-24,800
-3% -$824K
OGE icon
503
OGE Energy
OGE
$9.79B
$25.6M 0.07%
766,171
+15,055
+2% +$475K
CBRE icon
504
CBRE Group
CBRE
$42.9B
$25.4M 0.07%
805,997
-457,311
-36% -$13.2M
GBAB
505
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$384M
– –
0
– –
JNK icon
506
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.9B
$25M 0.07%
228,752
+8,636
+4% +$940K
ULQ
507
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$25M 0.07%
108,400
– –
HBI
508
DELISTED
Hanesbrands
HBI
$25M 0.07%
1,157,737
+47,016
+4% +$1.12M
WYNN icon
509
Wynn Resorts
WYNN
$10.2B
$24.8M 0.07%
287,220
+68,928
+32% +$6.45M
DISCK
510
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$24.6M 0.07%
919,490
+134,415
+17% +$3.54M
WTFC icon
511
Wintrust Financial
WTFC
$10.9B
$23.8M 0.07%
328,381
+5,026
+2% +$312K
BG icon
512
Bunge Global
BG
$20.2B
$23.4M 0.07%
323,680
-60,111
-16% -$4M
JWN
513
DELISTED
Nordstrom
JWN
$22.7M 0.07%
473,862
+36,830
+8% +$2M
SUI icon
514
Sun Communities
SUI
$15.1B
$22.2M 0.06%
289,144
-39,104
-12% -$2.92M
ABMD
515
DELISTED
Abiomed Inc
ABMD
$21.9M 0.06%
194,778
-9,714
-5% -$1.13M
OLN icon
516
Olin
OLN
$2.11B
$21.8M 0.06%
852,203
-884
-0.1% -$21K
Y
517
DELISTED
Alleghany Corp
Y
$21.7M 0.06%
35,605
+882
+3% +$492K
RL icon
518
Ralph Lauren
RL
$22.6B
$21.6M 0.06%
239,675
+29,271
+14% +$2.97M
IDCC icon
519
InterDigital
IDCC
$8.01B
$21M 0.06%
229,811
+202,859
+753% +$16.3M
THG icon
520
Hanover Insurance
THG
$8.08B
$20.9M 0.06%
229,684
+15,916
+7% +$1.33M
UGI icon
521
UGI
UGI
$7.78B
$20.6M 0.06%
446,868
+45,053
+11% +$2.02M
SHPG
522
DELISTED
Shire pic
SHPG
$20.5M 0.06%
120,476
+2,495
+2% +$442K
SON icon
523
Sonoco
SON
$5.6B
$20.2M 0.06%
383,159
-51,396
-12% -$2.68M
WBD icon
524
Warner Bros
WBD
$65.6B
$19.9M 0.06%
724,796
-9,175
-1% -$249K
RS icon
525
Reliance Steel & Aluminium
RS
$20.9B
$19.9M 0.06%
249,700
-34,886
-12% -$2.66M
19 20
21
22 23

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.