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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLSN
501
DELISTED
Nielsen Holdings plc
NLSN
$23.5M 0.07%
439,013
+35,269
+9% +$1.88M
KMX icon
502
CarMax
KMX
$8.13B
$23.2M 0.07%
435,603
+5,382
+1% +$305K
ULQ
503
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$23.2M 0.07%
108,400
– –
NDAQ icon
504
Nasdaq
NDAQ
$52.7B
$23.2M 0.07%
1,028,871
-26,502
-3% -$612K
DFS
505
DELISTED
Discover Financial Services
DFS
$23.1M 0.07%
407,980
+754
+0.2% +$43.2K
UAA icon
506
Under Armour
UAA
$2.84B
$23.1M 0.07%
596,197
+20,412
+4% +$825K
SON icon
507
Sonoco
SON
$5.57B
$23M 0.07%
434,555
+11,390
+3% +$587K
SHPG
508
DELISTED
Shire pic
SHPG
$22.9M 0.07%
117,981
-17,801
-13% -$3.47M
TGNA
509
DELISTED
TEGNA Inc
TGNA
$22.8M 0.07%
1,629,306
+100,397
+7% +$1.41M
NEA icon
510
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
$22.8M 0.07%
1,558,718
+1,372,569
+737% +$20.4M
BG icon
511
Bunge Global
BG
$20.4B
$22.7M 0.07%
383,791
+17,543
+5% +$1.09M
JWN
512
DELISTED
Nordstrom
JWN
$22.7M 0.07%
437,032
-121,929
-22% -$5.73M
DNB
513
DELISTED
Dun & Bradstreet
DNB
$22.6M 0.07%
165,517
-7,818
-5% -$1.05M
HAS icon
514
Hasbro
HAS
$13.2B
$22.4M 0.07%
282,380
+22,099
+8% +$1.8M
AMG icon
515
Affiliated Managers Group
AMG
$9.69B
$22.3M 0.07%
154,148
+18,328
+13% +$2.62M
AMLP icon
516
Alerian MLP ETF
AMLP
$13B
$21.6M 0.07%
340,466
-56,463
-14% -$3.57M
CPRI icon
517
Capri Holdings
CPRI
$1.83B
$21.4M 0.07%
456,857
+38,413
+9% +$1.91M
NAD icon
518
Nuveen Quality Municipal Income Fund
NAD
$2.74B
$21.3M 0.07%
1,416,552
+1,117,327
+373% +$17.3M
RL icon
519
Ralph Lauren
RL
$22.6B
$21.3M 0.07%
210,404
-6,473
-3% -$650K
WYNN icon
520
Wynn Resorts
WYNN
$10.3B
$21.3M 0.07%
218,292
+4,387
+2% +$428K
DGI
521
DELISTED
DigitalGlobe Inc.
DGI
$21M 0.07%
764,755
-113,623
-13% -$2.91M
DISCK
522
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$20.7M 0.06%
785,075
+31,310
+4% +$776K
RS icon
523
Reliance Steel & Aluminium
RS
$20.7B
$20.5M 0.06%
284,586
+1,012
+0.4% +$75.9K
LQD icon
524
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$20.3M 0.06%
165,137
-464,806
-74% -$57.3M
MKTX icon
525
MarketAxess Holdings
MKTX
$5.71B
$20.1M 0.06%
121,406
+14,941
+14% +$2.43M
19 20
21
22 23

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.