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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$120M
Cap. Flow %
-0.3%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTFC icon
501
Wintrust Financial
WTFC
$10.9B
$28.2M 0.07%
603,761
-37,532
-6% -$1.7M
SE
502
DELISTED
Spectra Energy Corp Wi
SE
$28.2M 0.07%
776,682
+100,664
+15% +$3.79M
YUM icon
503
Yum! Brands
YUM
$40.7B
$28.1M 0.07%
536,566
+105,209
+24% +$5.48M
AME icon
504
Ametek
AME
$55.7B
$28M 0.07%
531,990
+82,460
+18% +$4.19M
TSCO icon
505
Tractor Supply
TSCO
$16.7B
$28M 0.07%
1,774,110
-1,343,500
-43% -$19.3M
M icon
506
Macy's
M
$6.86B
$28M 0.07%
425,215
-112,798
-21% -$6.82M
RF icon
507
Regions Financial
RF
$26.8B
$27.9M 0.07%
2,644,785
-2,083,846
-44% -$20.8M
HOG icon
508
Harley-Davidson
HOG
$2.66B
$27.8M 0.07%
421,106
-48,999
-10% -$3.16M
PCP
509
DELISTED
PRECISION CASTPARTS CORP
PCP
$27.7M 0.07%
115,175
-31,934
-22% -$7.37M
KSU
510
DELISTED
Kansas City Southern
KSU
$27.7M 0.07%
226,622
+31,151
+16% +$3.73M
LFCR icon
511
Lifecore Biomedical
LFCR
$168M
$27.6M 0.07%
2,001,908
-539,180
-21% -$6.97M
NBL
512
DELISTED
Noble Energy, Inc.
NBL
$27.6M 0.07%
582,853
+24,036
+4% +$1.3M
KMX icon
513
CarMax
KMX
$8.25B
$27.6M 0.07%
414,623
-69,798
-14% -$3.87M
IRM icon
514
Iron Mountain
IRM
$37B
$27.6M 0.07%
713,768
+128,544
+22% +$4.68M
ROP icon
515
Roper Technologies
ROP
$38.8B
$27.5M 0.07%
176,161
+16,169
+10% +$2.48M
WLL
516
DELISTED
Whiting Petroleum Corporation
WLL
$27.4M 0.07%
2,773
-872
-24% -$13.3M
SRCL
517
DELISTED
Stericycle Inc
SRCL
$27.4M 0.07%
209,285
+5,191
+3% +$653K
URBN icon
518
Urban Outfitters
URBN
$6.61B
$27.4M 0.07%
780,092
+167,737
+27% +$5.44M
KMF
519
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$27.4M 0.07%
804,623
-19,153
-2% -$688K
MAS icon
520
Masco
MAS
$14.7B
$27.4M 0.07%
1,236,663
+63,056
+5% +$1.3M
CF icon
521
CF Industries
CF
$18.2B
$27.4M 0.07%
502,380
+15,110
+3% +$797K
BEN icon
522
Franklin Resources
BEN
$18.1B
$27.3M 0.07%
493,420
+14,721
+3% +$813K
JOY
523
DELISTED
Joy Global Inc
JOY
$27.3M 0.07%
586,814
+99,329
+20% +$5.08M
ARRS
524
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$27.2M 0.07%
902,583
+778,491
+627% +$22M
AON icon
525
Aon
AON
$76.1B
$27.2M 0.07%
287,124
-60,207
-17% -$5.38M
19 20
21
22 23

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
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ACA
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Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.