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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RVTY icon
501
Revvity
RVTY
$12.9B
$27.9M 0.07%
639,345
+107,060
+20% +$4.87M
EQR icon
502
Equity Residential
EQR
$25.3B
$27.9M 0.07%
452,545
+56,684
+14% +$3.66M
VNO icon
503
Vornado Realty Trust
VNO
$7.51B
$27.8M 0.07%
380,516
+69,018
+22% +$5.32M
LH icon
504
Labcorp
LH
$24.9B
$27.7M 0.07%
317,051
+50,106
+19% +$4.53M
CPB icon
505
Campbell Soup
CPB
$6.67B
$27.6M 0.07%
646,372
+43,589
+7% +$1.91M
CFN
506
DELISTED
CAREFUSION CORPORATION
CFN
$27.5M 0.07%
607,175
+7,620
+1% +$343K
VXX
507
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$27.5M 0.07%
55,088
+44,150
+404% +$20.4M
CYN
508
DELISTED
CITY NATIONAL CORPORATION
CYN
$27.4M 0.07%
362,456
-2,728
-0.7% -$206K
MUSA icon
509
Murphy USA
MUSA
$10.9B
$27.4M 0.07%
516,808
-99,993
-16% -$5.17M
AMCX icon
510
AMC Global Media
AMCX
$479M
$27.4M 0.07%
468,549
+424,555
+965% +$26.2M
HOG icon
511
Harley-Davidson
HOG
$2.66B
$27.4M 0.07%
470,105
+25,192
+6% +$1.61M
CF icon
512
CF Industries
CF
$18.2B
$27.2M 0.07%
487,270
-37,325
-7% -$1.89M
BCR
513
DELISTED
CR Bard Inc.
BCR
$27.1M 0.07%
190,151
+27,115
+17% +$4M
SCTY
514
DELISTED
SolarCity Corporation
SCTY
$27.1M 0.07%
454,740
-152,480
-25% -$10.5M
WAT icon
515
Waters Corp
WAT
$36.8B
$27M 0.06%
272,657
+60,843
+29% +$6.27M
NWL icon
516
Newell Brands
NWL
$2.7B
$27M 0.06%
783,899
+10,026
+1% +$331K
SYK icon
517
Stryker
SYK
$131B
$26.9M 0.06%
333,050
+56,143
+20% +$4.62M
HYT icon
518
BlackRock Corporate High Yield Fund
HYT
$1.36B
$26.9M 0.06%
2,269,650
-212,208
-9% -$2.55M
ICE icon
519
Intercontinental Exchange
ICE
$85.2B
$26.8M 0.06%
686,555
+16,965
+3% +$650K
NI icon
520
NiSource
NI
$21.3B
$26.6M 0.06%
1,651,957
-814,285
-33% -$12.4M
BPOP icon
521
Popular Inc
BPOP
$11.1B
$26.6M 0.06%
903,416
+4,772
+0.5% +$152K
JOY
522
DELISTED
Joy Global Inc
JOY
$26.6M 0.06%
487,485
+26,823
+6% +$1.63M
BERY
523
DELISTED
Berry Global Group, Inc.
BERY
$26.6M 0.06%
1,146,838
+318,393
+38% +$7.26M
HOT
524
DELISTED
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
$26.6M 0.06%
319,271
+54,227
+20% +$4.47M
SE
525
DELISTED
Spectra Energy Corp Wi
SE
$26.5M 0.06%
676,018
-186,791
-22% -$7.69M
19 20
21
22 23

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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.