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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.8B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
501
L3Harris
LHX
$51.7B
$22.9M 0.07%
328,250
-3,626
-1% -$230K
CSX icon
502
CSX Corp
CSX
$92.3B
$22.9M 0.07%
2,384,301
-73,347
-3% -$657K
DECK icon
503
Deckers Outdoor
DECK
$13.6B
$22.9M 0.07%
1,623,714
+1,337,124
+467% +$16.5M
CAM
504
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$22.9M 0.07%
383,876
+91,884
+31% +$5.3M
ROK icon
505
Rockwell Automation
ROK
$53.5B
$22.9M 0.07%
193,395
+41,114
+27% +$4.57M
AZO icon
506
AutoZone
AZO
$48.8B
$22.8M 0.07%
47,782
-2,034
-4% -$913K
KIM icon
507
Kimco Realty
KIM
$17.1B
$22.8M 0.07%
1,155,364
+206,434
+22% +$4.27M
GHC icon
508
Graham Holdings Company
GHC
$5.14B
$22.8M 0.07%
56,871
+8,785
+18% +$3.4M
COR icon
509
Cencora
COR
$60B
$22.7M 0.07%
323,284
-53,747
-14% -$3.61M
YUM icon
510
Yum! Brands
YUM
$40.6B
$22.7M 0.07%
417,879
+35,337
+9% +$1.82M
PHM icon
511
Pultegroup
PHM
$24.6B
$22.7M 0.07%
1,113,749
+209,532
+23% +$3.72M
MAR icon
512
Marriott International
MAR
$91.5B
$22.7M 0.07%
459,438
+149,731
+48% +$6.82M
IVZ icon
513
Invesco
IVZ
$13.6B
$22.7M 0.07%
622,373
+211,110
+51% +$7.16M
GD icon
514
General Dynamics
GD
$103B
$22.6M 0.07%
236,428
+12,339
+6% +$1.1M
AMT icon
515
American Tower
AMT
$80.6B
$22.5M 0.07%
282,479
-18,102
-6% -$1.41M
CJES
516
DELISTED
C&J ENERGY SVCS LTD
CJES
$22.5M 0.07%
975,376
+81,281
+9% +$1.86M
SIAL
517
DELISTED
SIGMA - ALDRICH CORP
SIAL
$22.5M 0.07%
238,992
+39,272
+20% +$3.41M
APC
518
DELISTED
Anadarko Petroleum
APC
$22.5M 0.07%
283,137
+34,403
+14% +$3.08M
EL icon
519
Estee Lauder
EL
$30.6B
$22.4M 0.07%
297,702
+19,024
+7% +$1.38M
TDC icon
520
Teradata
TDC
$3.02B
$22.4M 0.07%
491,556
+224,588
+84% +$10.2M
POST icon
521
Post Holdings
POST
$4.09B
$22.3M 0.07%
692,674
+99,880
+17% +$2.94M
FRX
522
DELISTED
FOREST LABORATORIES INC
FRX
$22.3M 0.07%
371,756
-6,649
-2% -$335K
NFJ
523
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.42B
$22.2M 0.07%
1,254,235
+19,157
+2% +$338K
PGR icon
524
Progressive
PGR
$122B
$22.2M 0.07%
814,097
+74,765
+10% +$2.02M
MJN
525
DELISTED
Mead Johnson Nutrition Company
MJN
$22.1M 0.07%
264,115
+14,600
+6% +$1.19M
19 20
21
22 23

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NMIFOAC
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Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.8B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.