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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+12.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.2B
AUM Growth
+$1.6B
Cap. Flow
+$244M
Cap. Flow %
1.85%
Top 10 Hldgs %
17.23%
Holding
2,008
New
175
Increased
901
Reduced
772
Closed
138

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$37.9M
2
TSLA icon
Tesla
TSLA
+$32.2M
3
AVGO icon
Broadcom
AVGO
+$18.8M
4
ROP icon
Roper Technologies
ROP
+$14.4M
5
META icon
Meta Platforms (Facebook)
META
+$11.3M

Top Sells

Rank Stock Value
1
SGEN
Seagen Inc. Common Stock
SGEN
+$15.6M
2
AAPL icon
Apple
AAPL
+$12M
3
VMW
VMware, Inc
VMW
+$9.63M
4
PXD
Pioneer Natural Resource Co.
PXD
+$9.16M
5
AMZN icon
Amazon
AMZN
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 24.71%
2 Healthcare 9.61%
3 Consumer Discretionary 8.52%
4 Financials 7.9%
5 Industrials 7.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RRC icon
476
Range Resources
RRC
$8.95B
$5.91M 0.04%
193,998
-29,039
-13% -$953K
KEYS icon
477
Keysight
KEYS
$58.3B
$5.9M 0.04%
37,073
-14,618
-28% -$1.99M
PCN
478
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$5.86M 0.04%
472,352
+35,639
+8% +$426K
CUBE icon
479
CubeSmart
CUBE
$9.41B
$5.83M 0.04%
125,819
+7,574
+6% +$298K
DG icon
480
Dollar General
DG
$27.9B
$5.81M 0.04%
42,731
-302
-0.7% -$36.6K
OIA icon
481
Invesco Municipal Income Opportunities Trust
OIA
$292M
$5.78M 0.04%
909,558
+98,910
+12% +$579K
BC icon
482
Brunswick
BC
$5.28B
$5.76M 0.04%
59,528
+21,783
+58% +$1.73M
MVT
483
DELISTED
BlackRock MuniVest Fund II
MVT
$5.75M 0.04%
533,661
+31,621
+6% +$314K
DBX icon
484
Dropbox
DBX
$8.12B
$5.74M 0.04%
194,790
-11,022
-5% -$306K
NCA icon
485
Nuveen California Municipal Value Fund
NCA
$302M
$5.71M 0.04%
637,638
+65,047
+11% +$544K
LNG icon
486
Cheniere Energy
LNG
$52.9B
$5.71M 0.04%
33,421
-1,520
-4% -$261K
CME icon
487
CME Group
CME
$94.8B
$5.65M 0.04%
26,850
+5,053
+23% +$1.08M
HAL icon
488
Halliburton
HAL
$26.6B
$5.64M 0.04%
155,952
+25,388
+19% +$976K
AVK
489
Advent Convertible and Income Fund
AVK
$563M
$5.63M 0.04%
508,519
+19,122
+4% +$192K
FERG icon
490
Ferguson
FERG
$49.8B
$5.63M 0.04%
29,180
-7,974
-21% -$1.35M
SSB icon
491
SouthState Bank Corp
SSB
$10.5B
$5.63M 0.04%
66,627
+2,703
+4% +$200K
MQT
492
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$5.62M 0.04%
542,526
+76,073
+16% +$725K
MMD
493
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$5.61M 0.04%
345,147
-17,846
-5% -$275K
UBER icon
494
Uber
UBER
$153B
$5.6M 0.04%
90,942
+40,549
+80% +$2.12M
JAZZ icon
495
Jazz Pharmaceuticals
JAZZ
$16.7B
$5.57M 0.04%
45,321
-7,177
-14% -$896K
NAN icon
496
Nuveen New York Quality Municipal Income Fund
NAN
$373M
$5.56M 0.04%
503,318
-28,046
-5% -$281K
TSM icon
497
TSMC
TSM
$2.18T
$5.52M 0.04%
53,121
-6,947
-12% -$663K
CMBS icon
498
iShares CMBS ETF
CMBS
$472M
$5.48M 0.04%
117,173
-34,273
-23% -$1.55M
DSM
499
BNY Mellon Strategic Municipal Bond Fund
DSM
$293M
$5.45M 0.04%
954,988
-124,565
-12% -$650K
TRN icon
500
Trinity Industries
TRN
$2.38B
$5.43M 0.04%
204,072
+4,012
+2% +$96.5K
18 19
20
21 22

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AIM
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2023 Portfolio in Review

As of Q4 2023, Guggenheim Capital held 2,008 positions worth $13.2B, up 14% from $11.6B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q4 2023 filing shows 175 new, 901 increased, 772 reduced and 138 closed positions. Its largest new stake was Talos Energy: 326,375 shares worth $4.64M. The largest sale was Seagen Inc. Common Stock, an estimated $15.6M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 23% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2023 buy was Talos Energy: 326,375 shares worth $4.64M.
  • Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $37.9M increase.
  • Guggenheim Capital's biggest Q4 2023 reduction was Apple, cutting an estimated $12M.
  • Guggenheim Capital fully exited Seagen Inc. Common Stock in Q4 2023, selling an estimated $15.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $13.2B portfolio in Q4 2023.
  • Guggenheim Capital opened 175 new positions and closed 138 in Q4 2023.
  • Guggenheim Capital's portfolio value rose 14% quarter-over-quarter to $13.2B.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.