We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
(-8.7%)
Cap. Flow
-$652M
Cap. Flow
% of AUM
-5.6%
Top 10 Holdings %
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Nuveen Floating Rate Income Fund
JFR
|
+$9.73M |
| 2 |
Evergy
EVRG
|
+$8.77M |
| 3 |
Qualcomm
QCOM
|
+$8.61M |
| 4 |
Costco
COST
|
+$8.44M |
| 5 |
Adobe
ADBE
|
+$8.41M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$108M |
| 2 |
NVIDIA
NVDA
|
+$91.3M |
| 3 |
Amazon
AMZN
|
+$55.5M |
| 4 |
Apple
AAPL
|
+$48.8M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$36.9M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 23.26% |
| 2 | Healthcare | 10.31% |
| 3 | Industrials | 8.02% |
| 4 | Consumer Discretionary | 8.02% |
| 5 | Financials | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
BKN
476
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $5.13M | 0.04% |
506,872
+141,966
| +39% | +$1.59M |
|
477
Pultegroup
PHM
$25.3B
| $5.08M | 0.04% |
68,635
+8,232
| +14% | +$656K |
|
|
DSKE
478
DELISTED
Daseke, Inc. Common Stock
DSKE
| $5.06M | 0.04% |
985,386
+1,340
| +0.1% | +$8.09K |
|
|
ACP
479
abrdn Income Credit Strategies Fund
ACP
$637M
| $5.04M | 0.04% |
740,879
-52,102
| -7% | -$361K |
|
480
Atmos Energy
ATO
$28.8B
| $5.02M | 0.04% |
47,388
-46,922
| -50% | -$5.47M |
|
|
AVK
481
Advent Convertible and Income Fund
AVK
$563M
| $5M | 0.04% |
489,397
+4,227
| +0.9% | +$46.9K |
|
482
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
| $5M | 0.04% |
226,010
-8,914
| -4% | -$202K |
|
483
ESAB
ESAB
$5.71B
| $4.99M | 0.04% |
71,024
-88
| -0.1% | -$6.12K |
|
484
Centene
CNC
$32.5B
| $4.97M | 0.04% |
72,139
+5,656
| +9% | +$376K |
|
|
MRO
485
DELISTED
Marathon Oil Corporation
MRO
| $4.95M | 0.04% |
185,168
+338
| +0.2% | +$8.74K |
|
|
DMB
486
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
| $4.93M | 0.04% |
496,971
+37,640
| +8% | +$405K |
|
487
Best Buy
BBY
$17.3B
| $4.92M | 0.04% |
70,827
+9,962
| +16% | +$770K |
|
488
Hubbell
HUBB
$27.2B
| $4.91M | 0.04% |
15,682
-6,155
| -28% | -$1.96M |
|
489
Ulta Beauty
ULTA
$24.3B
| $4.91M | 0.04% |
12,282
+7,558
| +160% | +$3.3M |
|
|
PDO
490
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
| $4.87M | 0.04% |
410,108
+66,742
| +19% | +$851K |
|
491
Trinity Industries
TRN
$2.38B
| $4.87M | 0.04% |
200,060
-5,428
| -3% | -$137K |
|
492
Brown-Forman Class B
BF.B
$13.1B
| $4.87M | 0.04% |
84,370
-5,828
| -6% | -$388K |
|
493
Ciena
CIEN
$58.4B
| $4.84M | 0.04% |
102,388
-63,894
| -38% | -$2.82M |
|
494
Exelixis
EXEL
$13.4B
| $4.82M | 0.04% |
220,629
-5,963
| -3% | -$125K |
|
495
NetApp
NTAP
$37.2B
| $4.81M | 0.04% |
63,338
-12,098
| -16% | -$935K |
|
496
Liberty All-Star Equity Fund
USA
$1.85B
| $4.78M | 0.04% |
807,914
+117,473
| +17% | +$746K |
|
497
Western Union
WU
$2.21B
| $4.75M | 0.04% |
360,430
+13,643
| +4% | +$167K |
|
498
Black Hills Corp
BKH
$5.69B
| $4.73M | 0.04% |
93,531
-85,144
| -48% | -$4.83M |
|
499
Invesco Municipal Income Opportunities Trust
OIA
$292M
| $4.71M | 0.04% |
810,648
+205,969
| +34% | +$1.27M |
|
500
Nuveen California Municipal Value Fund
NCA
$302M
| $4.7M | 0.04% |
572,591
-30,611
| -5% | -$262K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2023 Portfolio in Review
As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.
By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.
Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.
- Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
- Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
- Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
- Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
- Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
- Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
- Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.
Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.