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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDD icon
476
Pinduoduo
PDD
$131B
$5.36M 0.05%
85,589
+5,618
+7% +$327K
LW icon
477
Lamb Weston
LW
$7.19B
$5.33M 0.05%
68,836
+7,377
+12% +$577K
DSKE
478
DELISTED
Daseke, Inc. Common Stock
DSKE
$5.32M 0.05%
984,233
+390,022
+66% +$2.51M
VTRS icon
479
Viatris
VTRS
$18.9B
$5.32M 0.05%
624,134
+114,088
+22% +$1.12M
WU icon
480
Western Union
WU
$2.21B
$5.31M 0.05%
393,277
+38,139
+11% +$598K
FLOT icon
481
iShares Floating Rate Bond ETF
FLOT
$10.5B
$5.3M 0.05%
105,448
-14,856
-12% -$746K
CME icon
482
CME Group
CME
$94.8B
$5.26M 0.05%
29,692
-4,636
-14% -$916K
VCV icon
483
Invesco California Value Municipal Income Trust
VCV
$522M
$5.25M 0.05%
584,510
+43,019
+8% +$441K
DAL icon
484
Delta Air Lines
DAL
$60.1B
$5.25M 0.05%
187,010
+1,765
+1% +$56.1K
MHD icon
485
BlackRock MuniHoldings Fund
MHD
$606M
$5.25M 0.05%
466,217
+25,830
+6% +$332K
AM icon
486
Antero Midstream
AM
$10.1B
$5.24M 0.05%
570,655
+95,189
+20% +$938K
CIEN icon
487
Ciena
CIEN
$58.4B
$5.24M 0.05%
129,484
-1,469
-1% -$70.6K
INCY icon
488
Incyte
INCY
$24.4B
$5.23M 0.05%
78,538
-14,147
-15% -$1.05M
ZS icon
489
Zscaler
ZS
$27.3B
$5.23M 0.05%
31,837
+1,023
+3% +$167K
BLW icon
490
BlackRock Limited Duration Income Trust
BLW
$493M
$5.23M 0.05%
431,907
+114,353
+36% +$1.51M
BFZ
491
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$5.2M 0.05%
506,165
+31,510
+7% +$356K
PMX
492
DELISTED
PIMCO Municipal Income Fund III
PMX
$5.18M 0.05%
671,328
+86,270
+15% +$812K
BSL
493
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$5.17M 0.05%
412,022
+68,696
+20% +$916K
TIP icon
494
iShares TIPS Bond ETF
TIP
$14.7B
$5.15M 0.05%
49,109
+1,914
+4% +$217K
CFG icon
495
Citizens Financial Group
CFG
$30.6B
$5.15M 0.05%
149,765
-13,816
-8% -$511K
HCA icon
496
HCA Healthcare
HCA
$89.5B
$5.12M 0.05%
27,865
+3,977
+17% +$792K
DDOG icon
497
Datadog
DDOG
$84B
$5.09M 0.05%
57,375
+2,378
+4% +$239K
CRSP icon
498
CRISPR Therapeutics
CRSP
$5.17B
$5.07M 0.05%
77,649
+4,196
+6% +$304K
ENOV icon
499
Enovis
ENOV
$1.53B
$5.04M 0.05%
109,281
+1
+0% +$54
GBCI icon
500
Glacier Bancorp
GBCI
$6.35B
$5.03M 0.05%
102,406
-5,373
-5% -$272K
18 19
20
21 22

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.