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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANET icon
476
Arista Networks
ANET
$238B
$7.88M 0.05%
366,976
+90,816
+33% +$2.08M
WDC icon
477
Western Digital
WDC
$150B
$7.87M 0.05%
184,400
-57,988
-24% -$2.75M
BXMX
478
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$7.87M 0.05%
552,802
+60,178
+12% +$882K
ZBRA icon
479
Zebra Technologies
ZBRA
$17.8B
$7.85M 0.05%
15,237
-2,241
-13% -$1.25M
FAST icon
480
Fastenal
FAST
$59.5B
$7.84M 0.05%
303,882
-3,150
-1% -$85.5K
MNDT
481
DELISTED
Mandiant, Inc. Common Stock
MNDT
$7.78M 0.05%
436,975
+87
+0% +$1.65K
ENOV icon
482
Enovis
ENOV
$1.53B
$7.76M 0.05%
98,227
-3,786
-4% -$304K
PLXS icon
483
Plexus
PLXS
$7.23B
$7.75M 0.05%
86,675
-106
-0.1% -$9.43K
KIM icon
484
Kimco Realty
KIM
$16.4B
$7.68M 0.05%
370,164
+36,011
+11% +$770K
BLE
485
DELISTED
BlackRock Municipal Income Trust II
BLE
$7.68M 0.05%
507,132
+51,130
+11% +$807K
DHR icon
486
Danaher
DHR
$144B
$7.66M 0.05%
28,383
+720
+3% +$196K
EVRG icon
487
Evergy
EVRG
$19.2B
$7.64M 0.05%
122,788
+20,214
+20% +$1.33M
NTLA icon
488
Intellia Therapeutics
NTLA
$1.67B
$7.63M 0.05%
56,879
+26,388
+87% +$4M
FMC icon
489
FMC
FMC
$1.33B
$7.62M 0.05%
83,264
+6,083
+8% +$600K
HPE icon
490
Hewlett Packard
HPE
$70.5B
$7.62M 0.05%
534,758
-9,573
-2% -$138K
MYD
491
DELISTED
BlackRock MuniYield Fund
MYD
$7.62M 0.05%
512,895
+15,539
+3% +$238K
COLI
492
DELISTED
Colicity Inc. Class A Common Stock
COLI
$7.61M 0.05%
779,415
+58,624
+8% +$569K
OPLN
493
Openlane
OPLN
$4.54B
$7.61M 0.05%
464,478
-58,729
-11% -$991K
PFG icon
494
Principal Financial Group
PFG
$24.3B
$7.58M 0.05%
117,758
-55,432
-32% -$3.56M
MSI icon
495
Motorola Solutions
MSI
$77.4B
$7.57M 0.05%
32,587
-5,053
-13% -$1.17M
EMN icon
496
Eastman Chemical
EMN
$8.42B
$7.56M 0.05%
75,043
+17,676
+31% +$1.95M
TECH icon
497
Bio-Techne
TECH
$11.3B
$7.55M 0.05%
62,328
-1,036
-2% -$126K
VAC icon
498
Marriott Vacations Worldwide
VAC
$4.25B
$7.49M 0.04%
47,577
+8,691
+22% +$1.32M
PPG icon
499
PPG Industries
PPG
$26.6B
$7.48M 0.04%
52,277
-5,280
-9% -$847K
BGX
500
Blackstone Long-Short Credit Income Fund
BGX
$138M
$7.42M 0.04%
489,346
+42,454
+9% +$630K
18 19
20
21 22

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.