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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIMC
476
DELISTED
Altra Industrial Motion Corp
AIMC
$7.24M 0.05%
130,883
+57,955
+79% +$3.37M
WSM icon
477
Williams-Sonoma
WSM
$29.6B
$7.24M 0.05%
80,784
-13,090
-14% -$884K
WPM icon
478
Wheaton Precious Metals
WPM
$60.9B
$7.22M 0.05%
188,963
-22,242
-11% -$883K
IQV icon
479
IQVIA
IQV
$39.3B
$7.17M 0.05%
37,125
-1,233
-3% -$231K
LULU icon
480
lululemon athletica
LULU
$14.6B
$7.13M 0.05%
23,250
-11,801
-34% -$3.87M
DKS icon
481
Dick's Sporting Goods
DKS
$18.7B
$7.12M 0.05%
93,465
+6,352
+7% +$457K
DSU icon
482
BlackRock Debt Strategies Fund
DSU
$597M
$7.11M 0.05%
646,295
-101,568
-14% -$1.09M
BYM
483
DELISTED
BlackRock Municipal Income Quality Trust
BYM
$7.08M 0.05%
468,577
-33,790
-7% -$508K
HTH icon
484
Hilltop Holdings
HTH
$2.24B
$7.06M 0.05%
206,903
+794
+0.4% +$26.1K
ESRT icon
485
Empire State Realty Trust
ESRT
$836M
$7.04M 0.05%
632,477
+600,948
+1,906% +$6.26M
DG icon
486
Dollar General
DG
$27.9B
$7M 0.05%
34,516
+8,268
+31% +$1.64M
BXMX
487
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$6.99M 0.05%
518,595
+51,473
+11% +$664K
MYC
488
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$6.99M 0.05%
473,849
-7,138
-1% -$105K
DELL icon
489
Dell
DELL
$293B
$6.97M 0.05%
156,056
+16,182
+12% +$663K
BFK
490
DELISTED
BlackRock Municipal Income Trust
BFK
$6.94M 0.05%
462,729
+30,350
+7% +$454K
SCHZ icon
491
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
$6.94M 0.05%
+257,124
New +$7.06M
EVRG icon
492
Evergy
EVRG
$19.2B
$6.93M 0.05%
116,385
+6,629
+6% +$367K
EOI
493
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$6.91M 0.05%
410,900
+45,693
+13% +$757K
JLL icon
494
Jones Lang LaSalle
JLL
$16.7B
$6.91M 0.05%
38,599
+26,417
+217% +$4.31M
ANGL icon
495
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$6.88M 0.05%
215,640
+58,806
+37% +$1.89M
LVS icon
496
Las Vegas Sands
LVS
$29.6B
$6.88M 0.05%
113,193
-45,726
-29% -$2.68M
EVM
497
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$6.88M 0.05%
590,694
+13,188
+2% +$152K
KMI icon
498
Kinder Morgan
KMI
$68.7B
$6.87M 0.05%
412,640
+30,949
+8% +$473K
NSC icon
499
Norfolk Southern
NSC
$75.1B
$6.86M 0.05%
25,550
-3,414
-12% -$865K
NID
500
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$6.83M 0.04%
478,300
+12,718
+3% +$179K
18 19
20
21 22

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.