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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
476
Franklin Resources
BEN
$17.6B
$36.3M 0.09%
837,602
-10,292
-1% -$446K
PARA
477
DELISTED
Paramount Global Class B
PARA
$36.3M 0.09%
614,722
-150,699
-20% -$8.67M
ESS icon
478
Essex Property Trust
ESS
$18.3B
$36.3M 0.09%
150,257
+21,362
+17% +$5.39M
HAS icon
479
Hasbro
HAS
$13.2B
$36.1M 0.09%
397,576
-49,882
-11% -$4.68M
LKQ icon
480
LKQ Corp
LKQ
$5.68B
$36M 0.09%
885,951
-691,106
-44% -$26.5M
NTES icon
481
NetEase
NTES
$85.3B
$36M 0.09%
520,920
+87,875
+20% +$5.49M
SRCL
482
DELISTED
Stericycle Inc
SRCL
$35.7M 0.08%
525,480
+79,734
+18% +$5.41M
MAA icon
483
Mid-America Apartment Communities
MAA
$15.4B
$35.6M 0.08%
354,206
+28,305
+9% +$2.94M
EFX icon
484
Equifax
EFX
$20.3B
$35.6M 0.08%
301,619
+4,813
+2% +$541K
AYI icon
485
Acuity Brands
AYI
$9.83B
$35.4M 0.08%
201,192
-23,779
-11% -$3.96M
ULTA icon
486
Ulta Beauty
ULTA
$22B
$35.3M 0.08%
157,687
-144,290
-48% -$30.5M
YUM icon
487
Yum! Brands
YUM
$41.8B
$35.2M 0.08%
431,719
-12,721
-3% -$1.01M
NWSA icon
488
News Corp Class A
NWSA
$14.9B
$35.1M 0.08%
2,168,175
-308,160
-12% -$4.61M
MGM icon
489
MGM Resorts International
MGM
$11.4B
$35M 0.08%
1,049,303
+105,126
+11% +$3.39M
HBI
490
DELISTED
Hanesbrands
HBI
$35M 0.08%
1,674,123
+460,461
+38% +$9.83M
DG icon
491
Dollar General
DG
$28B
$35M 0.08%
375,949
-227,851
-38% -$19.6M
DOC icon
492
Healthpeak Properties
DOC
$15.1B
$34.8M 0.08%
1,335,053
+231,631
+21% +$6.14M
RL icon
493
Ralph Lauren
RL
$22.6B
$34.8M 0.08%
335,794
-5,953
-2% -$550K
DISH
494
DELISTED
DISH Network Corp.
DISH
$34.7M 0.08%
727,320
+153,578
+27% +$7.65M
INFO
495
DELISTED
IHS Markit Ltd. Common Shares
INFO
$34.6M 0.08%
767,429
+125,141
+19% +$5.52M
FLS icon
496
Flowserve
FLS
$9.71B
$34.5M 0.08%
818,068
+50,346
+7% +$2.11M
NLSN
497
DELISTED
Nielsen Holdings plc
NLSN
$34.4M 0.08%
943,941
+43,798
+5% +$1.66M
MAT icon
498
Mattel
MAT
$4.38B
$34.1M 0.08%
2,218,070
+162,864
+8% +$2.58M
BWA icon
499
BorgWarner
BWA
$13.1B
$33.9M 0.08%
752,836
-195,073
-21% -$9.02M
RCL icon
500
Royal Caribbean
RCL
$85.1B
$32.9M 0.08%
275,631
+18,080
+7% +$2.24M
18 19
20
21 22

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.