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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBY icon
476
Best Buy
BBY
$18.2B
$33.4M 0.08%
585,776
+32,846
+6% +$1.88M
HRB icon
477
H&R Block
HRB
$5.58B
$33.3M 0.08%
1,259,311
-4,921
-0.4% -$143K
JWN
478
DELISTED
Nordstrom
JWN
$33.3M 0.08%
706,200
-6,472
-0.9% -$301K
BBWI icon
479
Bath & Body Works
BBWI
$4.06B
$33.2M 0.08%
985,801
+267,530
+37% +$8.98M
WYNN icon
480
Wynn Resorts
WYNN
$10.3B
$32.9M 0.08%
220,775
-30,096
-12% -$4.1M
NWSA icon
481
News Corp Class A
NWSA
$14.9B
$32.8M 0.08%
2,476,335
-228,268
-8% -$3.09M
TSCO icon
482
Tractor Supply
TSCO
$16.1B
$32.8M 0.08%
2,594,155
-195,755
-7% -$2.22M
DOV icon
483
Dover
DOV
$27.6B
$32.8M 0.08%
444,254
-27,502
-6% -$1.91M
ESS icon
484
Essex Property Trust
ESS
$18.3B
$32.7M 0.08%
128,895
-4,563
-3% -$1.19M
YUM icon
485
Yum! Brands
YUM
$41.8B
$32.7M 0.08%
444,440
-11,128
-2% -$837K
FLS icon
486
Flowserve
FLS
$9.71B
$32.7M 0.08%
767,722
+106,244
+16% +$4.47M
FL
487
DELISTED
Foot Locker
FL
$32.5M 0.08%
923,427
+357,567
+63% +$15M
CHRW icon
488
C.H. Robinson
CHRW
$17.4B
$32.5M 0.08%
427,028
-94,352
-18% -$6.54M
LLL
489
DELISTED
L3 Technologies, Inc.
LLL
$32.4M 0.08%
171,838
-33,289
-16% -$5.98M
SIG icon
490
Signet Jewelers
SIG
$3.61B
$32.4M 0.08%
486,353
-50,538
-9% -$3.11M
O icon
491
Realty Income
O
$59.6B
$32.3M 0.08%
582,723
-24,324
-4% -$1.35M
AZO icon
492
AutoZone
AZO
$49.2B
$32.2M 0.08%
54,181
+3,989
+8% +$2.12M
IRM icon
493
Iron Mountain
IRM
$36.4B
$32M 0.08%
823,771
-169,295
-17% -$6.33M
APTV icon
494
Aptiv
APTV
$12B
$32M 0.08%
325,017
-41,425
-11% -$3.91M
SRCL
495
DELISTED
Stericycle Inc
SRCL
$31.9M 0.08%
445,746
+46,185
+12% +$3.4M
SLG icon
496
SL Green Realty
SLG
$3.76B
$31.8M 0.07%
324,491
+13,916
+4% +$1.35M
MAT icon
497
Mattel
MAT
$4.38B
$31.8M 0.07%
2,055,206
+567,883
+38% +$10.2M
TPR icon
498
Tapestry
TPR
$30.8B
$31.6M 0.07%
783,873
+53,298
+7% +$2.35M
EFX icon
499
Equifax
EFX
$20.3B
$31.5M 0.07%
296,806
+6,465
+2% +$855K
DISH
500
DELISTED
DISH Network Corp.
DISH
$31.1M 0.07%
573,742
+49,980
+10% +$2.96M
18 19
20
21 22

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.