We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRCL
476
DELISTED
Stericycle Inc
SRCL
$29.3M 0.08%
380,404
+68,121
+22% +$5.14M
AMG icon
477
Affiliated Managers Group
AMG
$10B
$29.2M 0.08%
201,049
+46,901
+30% +$6.81M
NWL icon
478
Newell Brands
NWL
$2.67B
$29M 0.08%
649,892
+40,759
+7% +$1.97M
SIG icon
479
Signet Jewelers
SIG
$3.78B
$29M 0.08%
307,582
-96,813
-24% -$8.49M
TPR icon
480
Tapestry
TPR
$32.1B
$29M 0.08%
827,757
+85,455
+12% +$3.12M
DE icon
481
Deere & Co
DE
$166B
$28.9M 0.08%
280,485
+3,706
+1% +$348K
TSCO icon
482
Tractor Supply
TSCO
$17.4B
$28.8M 0.08%
1,897,790
-491,980
-21% -$6.99M
IPG
483
DELISTED
Interpublic Group of Companies
IPG
$28.8M 0.08%
1,228,321
+117,226
+11% +$2.71M
AME icon
484
Ametek
AME
$58.6B
$28.7M 0.08%
589,844
+79,440
+16% +$3.76M
APTV icon
485
Aptiv
APTV
$9.93B
$28.7M 0.08%
425,507
-4,765
-1% -$320K
CMG icon
486
Chipotle Mexican Grill
CMG
$44.2B
$28.5M 0.08%
3,783,100
+78,450
+2% +$619K
PH icon
487
Parker-Hannifin
PH
$126B
$28.5M 0.08%
203,659
-2,113
-1% -$281K
TGNA
488
DELISTED
TEGNA Inc
TGNA
$28.3M 0.08%
2,063,964
+434,658
+27% +$5.92M
ROK icon
489
Rockwell Automation
ROK
$50.5B
$27.9M 0.08%
207,216
-9,221
-4% -$1.18M
WWAV
490
DELISTED
The WhiteWave Foods Company
WWAV
$27.8M 0.08%
500,192
-20,173
-4% -$1.1M
NLSN
491
DELISTED
Nielsen Holdings plc
NLSN
$27.8M 0.08%
661,593
+222,580
+51% +$10.2M
MHK icon
492
Mohawk Industries
MHK
$9.27B
$27.4M 0.08%
137,048
-38,452
-22% -$7.55M
TIF
493
DELISTED
Tiffany & Co.
TIF
$27.1M 0.08%
349,400
-6,463
-2% -$498K
BBY icon
494
Best Buy
BBY
$17.9B
$27M 0.08%
632,419
-446,361
-41% -$19M
BBWI icon
495
Bath & Body Works
BBWI
$4.18B
$27M 0.08%
506,470
+57,439
+13% +$3.27M
DNB
496
DELISTED
Dun & Bradstreet
DNB
$26.9M 0.08%
221,608
+56,091
+34% +$6.91M
FL
497
DELISTED
Foot Locker
FL
$26.7M 0.08%
376,833
+17,232
+5% +$1.23M
MAC icon
498
Macerich
MAC
$7.23B
$26.5M 0.08%
373,925
+68,498
+22% +$4.89M
FLS icon
499
Flowserve
FLS
$10.1B
$26.4M 0.08%
548,407
+58,104
+12% +$2.69M
TRIP icon
500
TripAdvisor
TRIP
$1.62B
$26.2M 0.07%
564,578
-63,746
-10% -$3.51M
18 19
20
21 22

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.