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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BEN icon
476
Franklin Resources
BEN
$17.7B
$25.5M 0.08%
716,544
-48,338
-6% -$1.71M
STT icon
477
State Street
STT
$51.4B
$25.5M 0.08%
365,929
-21,033
-5% -$1.37M
LLL
478
DELISTED
L3 Technologies, Inc.
LLL
$25.5M 0.08%
168,984
+15,598
+10% +$2.33M
POST icon
479
Post Holdings
POST
$4.04B
$25.2M 0.08%
498,402
+86,575
+21% +$4.75M
PARA
480
DELISTED
Paramount Global Class B
PARA
$25.1M 0.08%
459,270
+1,044
+0.2% +$55.4K
SWN
481
DELISTED
Southwestern Energy Company
SWN
$25.1M 0.08%
1,816,053
-242,452
-12% -$3.36M
AJG icon
482
Arthur J. Gallagher & Co
AJG
$64.3B
$25.1M 0.08%
492,958
-226,783
-32% -$11.2M
SRCL
483
DELISTED
Stericycle Inc
SRCL
$25M 0.08%
312,283
+49,953
+19% +$4.52M
IPG
484
DELISTED
Interpublic Group of Companies
IPG
$24.8M 0.08%
1,111,095
+220,221
+25% +$5.06M
RCL icon
485
Royal Caribbean
RCL
$87.6B
$24.8M 0.08%
330,924
+39,480
+14% +$2.78M
MAC icon
486
Macerich
MAC
$7.2B
$24.7M 0.08%
305,427
-8,885
-3% -$751K
KSU
487
DELISTED
Kansas City Southern
KSU
$24.7M 0.08%
264,680
-2,391
-0.9% -$226K
AME icon
488
Ametek
AME
$58.4B
$24.4M 0.08%
510,404
+57,188
+13% +$2.72M
FL
489
DELISTED
Foot Locker
FL
$24.4M 0.08%
359,601
-52,519
-13% -$3.28M
DG icon
490
Dollar General
DG
$28B
$24.3M 0.08%
347,146
+80,813
+30% +$6.85M
JNK icon
491
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$24.2M 0.08%
220,116
+27,643
+14% +$3.01M
MTB icon
492
M&T Bank
MTB
$36.5B
$24.2M 0.08%
208,707
+737
+0.4% +$85.6K
AON icon
493
Aon
AON
$76.4B
$24.2M 0.08%
214,783
+4,786
+2% +$528K
HOG icon
494
Harley-Davidson
HOG
$2.76B
$24.1M 0.08%
458,836
-138,967
-23% -$7.19M
HAR
495
DELISTED
Harman International Industries
HAR
$24M 0.07%
284,125
-5,089
-2% -$418K
JCI icon
496
Johnson Controls International
JCI
$93.1B
$23.9M 0.07%
513,509
-42,539
-8% -$1.97M
BWA icon
497
BorgWarner
BWA
$13.7B
$23.8M 0.07%
769,005
+38,014
+5% +$1.12M
OGE icon
498
OGE Energy
OGE
$9.71B
$23.8M 0.07%
751,116
+23,153
+3% +$733K
FLS icon
499
Flowserve
FLS
$10.1B
$23.7M 0.07%
490,303
+61,848
+14% +$2.94M
DE icon
500
Deere & Co
DE
$165B
$23.6M 0.07%
276,779
+15,826
+6% +$1.29M
18 19
20
21 22

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AIM
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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.