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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCBK
476
DELISTED
HUDSON CITY BANCORP INC
HCBK
$29.9M 0.07%
3,080,988
+197,948
+7% +$1.95M
APD icon
477
Air Products & Chemicals
APD
$65.7B
$29.7M 0.07%
247,010
-42,450
-15% -$5.19M
MTB icon
478
M&T Bank
MTB
$36.5B
$29.7M 0.07%
241,193
+33,813
+16% +$4.16M
MOS icon
479
The Mosaic Company
MOS
$7.44B
$29.6M 0.07%
666,218
+37,502
+6% +$1.76M
CST
480
DELISTED
CST Brands, Inc.
CST
$29.5M 0.07%
821,454
-104,371
-11% -$3.61M
TSLA icon
481
PUT
Tesla
TSLA
$1.27T
$29.5M 0.07%
1,821,000
+1,446,000
+386% +$23.9M
LHX icon
482
L3Harris
LHX
$53.3B
$29.4M 0.07%
443,015
+70,615
+19% +$4.99M
BF.B icon
483
Brown-Forman Class B
BF.B
$13B
$29.3M 0.07%
1,014,534
+89,443
+10% +$2.63M
BPY
484
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$29.3M 0.07%
1,389,083
-190,557
-12% -$4.01M
ATI icon
485
ATI
ATI
$28B
$29.2M 0.07%
786,143
+32,913
+4% +$1.38M
IVZ icon
486
Invesco
IVZ
$14.1B
$29.2M 0.07%
738,681
+39,577
+6% +$1.56M
TDC icon
487
Teradata
TDC
$2.47B
$29M 0.07%
692,505
+45,575
+7% +$1.96M
TSS
488
DELISTED
Total System Services, Inc.
TSS
$29M 0.07%
936,160
+101,173
+12% +$3.2M
PGR icon
489
Progressive
PGR
$124B
$28.7M 0.07%
1,136,458
+170,776
+18% +$4.21M
LOW icon
490
Lowe's Companies
LOW
$123B
$28.7M 0.07%
541,847
-194,896
-26% -$9.85M
NEM icon
491
Newmont
NEM
$110B
$28.7M 0.07%
1,243,140
-171,154
-12% -$4.37M
ICFI icon
492
ICF International
ICFI
$1.54B
$28.6M 0.07%
930,441
-10,237
-1% -$352K
WTFC icon
493
Wintrust Financial
WTFC
$10.9B
$28.6M 0.07%
641,293
-44,739
-7% -$2.07M
BMS
494
DELISTED
Bemis
BMS
$28.6M 0.07%
751,715
-332,502
-31% -$13.2M
AGNC icon
495
AGNC Investment
AGNC
$12.6B
$28.5M 0.07%
1,341,595
+132,123
+11% +$3.04M
VAR
496
DELISTED
Varian Medical Systems, Inc.
VAR
$28.5M 0.07%
405,727
+44,162
+12% +$3.25M
AWK icon
497
American Water Works
AWK
$26.7B
$28.5M 0.07%
589,898
+48,020
+9% +$2.35M
FNFG
498
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$28.3M 0.07%
3,401,667
-1,060,902
-24% -$9.19M
J icon
499
Jacobs Solutions
J
$17.1B
$28.2M 0.07%
697,530
+55,626
+9% +$2.43M
DVA icon
500
DaVita
DVA
$12.1B
$28M 0.07%
383,463
+34,475
+10% +$2.52M
18 19
20
21 22

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.