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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
26
Intel
INTC
$509B
$57.5M 0.49%
1,616,465
-54,655
-3% -$1.9M
GILD icon
27
Gilead Sciences
GILD
$163B
$57.5M 0.49%
766,780
-24,449
-3% -$1.88M
VRTX icon
28
Vertex Pharmaceuticals
VRTX
$119B
$56.3M 0.48%
161,878
+3,146
+2% +$1.1M
IBM icon
29
IBM
IBM
$222B
$55.7M 0.48%
396,814
+9,604
+2% +$1.37M
MA icon
30
Mastercard
MA
$500B
$54.4M 0.47%
137,459
-8,449
-6% -$3.39M
AMD icon
31
Advanced Micro Devices
AMD
$846B
$52.9M 0.45%
514,181
+77,303
+18% +$8.39M
MDLZ icon
32
Mondelez International
MDLZ
$78.8B
$52.7M 0.45%
758,656
+31,520
+4% +$2.27M
ABBV icon
33
AbbVie
ABBV
$433B
$52.5M 0.45%
352,299
-72,151
-17% -$10.6M
SBUX icon
34
Starbucks
SBUX
$120B
$50.4M 0.43%
552,299
+82,138
+17% +$8.06M
XOM icon
35
ExxonMobil
XOM
$643B
$50.2M 0.43%
426,646
+1,999
+0.5% +$219K
TMUS icon
36
T-Mobile US
TMUS
$190B
$49.8M 0.43%
355,911
+31,420
+10% +$4.35M
EQIX icon
37
Equinix
EQIX
$102B
$48.6M 0.42%
66,961
+1,985
+3% +$1.54M
JPM icon
38
JPMorgan Chase
JPM
$950B
$47.9M 0.41%
330,407
+10,027
+3% +$1.5M
MCD icon
39
McDonald's
MCD
$191B
$46.5M 0.4%
176,571
-9,103
-5% -$2.6M
V icon
40
Visa
V
$683B
$46.3M 0.4%
201,297
-24,677
-11% -$5.93M
PFE icon
41
Pfizer
PFE
$145B
$45.3M 0.39%
1,365,020
+158,352
+13% +$5.6M
WM icon
42
Waste Management
WM
$90.5B
$44.9M 0.39%
294,723
+31,306
+12% +$5.07M
PANW icon
43
Palo Alto Networks
PANW
$299B
$43M 0.37%
367,224
+52,948
+17% +$6.27M
GDX icon
44
VanEck Gold Miners ETF
GDX
$23.8B
$42.9M 0.37%
1,592,990
– –
NFLX icon
45
Netflix
NFLX
$306B
$42.9M 0.37%
1,134,880
+152,740
+16% +$6.47M
UPS icon
46
United Parcel Service
UPS
$90.8B
$42.7M 0.37%
274,015
+6,505
+2% +$1.12M
UNP icon
47
Union Pacific
UNP
$173B
$42.3M 0.36%
207,544
+251
+0.1% +$54.7K
PXD
48
DELISTED
Pioneer Natural Resource Co.
PXD
$41.6M 0.36%
181,334
-14,376
-7% -$3.27M
LLY icon
49
Eli Lilly
LLY
$995B
$41.4M 0.36%
77,033
-20,163
-21% -$10.4M
BKNG icon
50
Booking.com
BKNG
$151B
$41.3M 0.36%
335,025
+51,850
+18% +$6.28M
1
2
3 4 5

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.