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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADBE icon
26
Adobe
ADBE
$103B
$55.8M 0.47%
144,673
-3,054
-2% -$1.09M
HON icon
27
Honeywell
HON
$78.6B
$55.2M 0.46%
306,327
+24,598
+9% +$4.62M
JNJ icon
28
Johnson & Johnson
JNJ
$621B
$53.9M 0.45%
348,037
-19,601
-5% -$3.17M
IBM icon
29
IBM
IBM
$222B
$53.8M 0.45%
410,158
-25,149
-6% -$3.36M
MCD icon
30
McDonald's
MCD
$195B
$53.5M 0.45%
191,474
+8,807
+5% +$2.36M
MA icon
31
Mastercard
MA
$500B
$53.2M 0.45%
146,285
-3,714
-2% -$1.35M
XOM icon
32
ExxonMobil
XOM
$628B
$52.5M 0.44%
478,448
-5,945
-1% -$658K
INTC icon
33
Intel
INTC
$510B
$52.3M 0.44%
1,600,385
+98,595
+7% +$2.79M
GDX icon
34
VanEck Gold Miners ETF
GDX
$25.5B
$51.5M 0.43%
1,592,990
– –
IWM icon
35
iShares Russell 2000 ETF
IWM
$82.5B
$51.4M 0.43%
288,167
+3,663
+1% +$674K
VRTX icon
36
Vertex Pharmaceuticals
VRTX
$123B
$51.3M 0.43%
162,847
-6,112
-4% -$1.83M
V icon
37
Visa
V
$688B
$51.1M 0.43%
226,738
-6,007
-3% -$1.34M
QQQ icon
38
Invesco QQQ Trust
QQQ
$480B
$50M 0.42%
155,823
-23,746
-13% -$7.01M
AMAT icon
39
Applied Materials
AMAT
$424B
$48.9M 0.41%
398,133
+57,547
+17% +$6.61M
MDLZ icon
40
Mondelez International
MDLZ
$79.9B
$48.4M 0.41%
693,681
+10,021
+1% +$664K
JPM icon
41
JPMorgan Chase
JPM
$955B
$47M 0.4%
360,378
+13,677
+4% +$1.87M
UPS icon
42
United Parcel Service
UPS
$91.5B
$46.5M 0.39%
239,608
+42,375
+21% +$7.77M
PFE icon
43
Pfizer
PFE
$147B
$46.4M 0.39%
1,136,301
-85
-0% -$3.67K
EQIX icon
44
Equinix
EQIX
$104B
$45M 0.38%
62,445
-2,282
-4% -$1.61M
SBUX icon
45
Starbucks
SBUX
$121B
$44.8M 0.38%
430,410
+55,775
+15% +$5.81M
TMUS icon
46
T-Mobile US
TMUS
$186B
$42.5M 0.36%
293,475
+31,752
+12% +$4.6M
VZ icon
47
Verizon
VZ
$193B
$41.7M 0.35%
1,072,820
+41,766
+4% +$1.65M
LOW icon
48
Lowe's Companies
LOW
$123B
$39.8M 0.33%
198,914
+8,377
+4% +$1.7M
AMD icon
49
Advanced Micro Devices
AMD
$786B
$39.3M 0.33%
400,753
+52,534
+15% +$4.28M
PXD
50
DELISTED
Pioneer Natural Resource Co.
PXD
$38.6M 0.33%
189,199
+10,077
+6% +$2.17M
1
2
3 4 5

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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.