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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
26
Comcast
CMCSA
$88.5B
$56.2M 0.49%
1,607,219
+9,019
+0.6% +$298K
SPY icon
27
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$54.2M 0.48%
141,702
-743
-0.5% -$286K
XOM icon
28
ExxonMobil
XOM
$638B
$53.4M 0.47%
484,393
+59,284
+14% +$6.35M
COST icon
29
Costco
COST
$420B
$52.9M 0.46%
115,950
-10,202
-8% -$4.99M
MA icon
30
Mastercard
MA
$500B
$52.2M 0.46%
149,999
-1,320
-0.9% -$434K
TXN icon
31
Texas Instruments
TXN
$259B
$52.1M 0.46%
315,202
-53,566
-15% -$8.93M
ADBE icon
32
Adobe
ADBE
$102B
$49.7M 0.44%
147,727
-7,077
-5% -$2.26M
IWM icon
33
iShares Russell 2000 ETF
IWM
$83B
$49.6M 0.44%
284,504
+11,372
+4% +$2.02M
SRLN icon
34
State Street Blackstone Senior Loan ETF
SRLN
$5.32B
$49.4M 0.43%
1,208,344
+1,352
+0.1% +$55.7K
VRTX icon
35
Vertex Pharmaceuticals
VRTX
$121B
$48.8M 0.43%
168,959
-6,140
-4% -$1.87M
V icon
36
Visa
V
$690B
$48.4M 0.42%
232,745
-3,028
-1% -$611K
MCD icon
37
McDonald's
MCD
$191B
$48.1M 0.42%
182,667
-228
-0.1% -$60.1K
QQQ icon
38
Invesco QQQ Trust
QQQ
$485B
$47.8M 0.42%
179,569
+19,632
+12% +$5.43M
JPM icon
39
JPMorgan Chase
JPM
$950B
$46.5M 0.41%
346,701
+46,680
+16% +$5.91M
GDX icon
40
VanEck Gold Miners ETF
GDX
$23.8B
$45.7M 0.4%
1,592,990
-5,050
-0.3% -$135K
MDLZ icon
41
Mondelez International
MDLZ
$79.2B
$45.6M 0.4%
683,660
-28,823
-4% -$1.82M
NEA icon
42
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$45.5M 0.4%
4,001,541
+165,926
+4% +$1.81M
EMR icon
43
Emerson Electric
EMR
$89B
$44.3M 0.39%
460,691
-22,535
-5% -$2.03M
AEP icon
44
American Electric Power
AEP
$69.9B
$42.6M 0.37%
448,218
-12,631
-3% -$1.15M
EQIX icon
45
Equinix
EQIX
$104B
$42.4M 0.37%
64,727
-591
-0.9% -$365K
NVG icon
46
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
$42M 0.37%
3,458,015
+40,409
+1% +$474K
LRCX icon
47
Lam Research
LRCX
$398B
$41.6M 0.37%
990,440
-117,000
-11% -$4.89M
PXD
48
DELISTED
Pioneer Natural Resource Co.
PXD
$40.9M 0.36%
179,122
+13,329
+8% +$3.24M
VZ icon
49
Verizon
VZ
$195B
$40.6M 0.36%
1,031,054
+30,238
+3% +$1.14M
INTC icon
50
Intel
INTC
$509B
$39.7M 0.35%
1,501,790
-171,427
-10% -$4.76M
1
2
3 4 5

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.